Kathy
Gardner

Transamerica Financial Advisors, Inc

CRD#5874083
Investment Advisor
in Torrance, CA

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About this Advisor

Kathy Gardner is a financial advisor based out of Torrance, California, who has 10 years of industry experience. Gardner is on the advisory team at Transamerica Financial Advisors, Inc. The advisor has gained experience at World Financial Group, Cb Asset Management LLC, Gator Investments, LLC, Brasher Realty, Transamerica Financial Advisors, Inc, Gator Property Management LLC, Exposition Property Management LLC and Kathy B. Gardner. Gardner has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in California. Transamerica Financial Advisors, Inc is a registered investment business that has its headquarters in Saint Petersburg, FL. It has offices in 286 locations and a total of 1,235 employees. It controls $2 billion in assets under management between its 59,659 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 18 charitable organizations. Of its 59,659 accounts, just 2% are held by high-net-worth clients who have at least $1 million in assets available to invest. The company offers a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial management typically vary depending on which services the firm provides the client. Fee types charged by Transamerica Financial Advisors, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets

Office Location

21221 S Western Ave Suite 110
Torrance, CA 90501

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,815,425,709

CA Average: $1,855,561,029
Total Number of Employees

1,235

CA Average: 62
Total Number of Accounts

59,659

CA Average: 2,474
Average Account Size

$30,430

CA Average: $750,025

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Kathy Gardner Work History

Kathy has been registered as a financial advisor for 10 years.*

2023 - Present (1 year)

Kathy B. Gardner

2022 - Present (2 years)

Gator Property Management LLC

2022 - Present (2 years)

Exposition Property Management LLC

2012 - Present (12 years)

Transamerica Financial Advisors, Inc

2010 - Present (14 years)

World Financial Group

1993 - Present (31 years)

Brasher Realty

2000 - 2014 (14 years)

Cb Asset Management LLC

2000 - 2014 (14 years)

Gator Investments, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kathy Gardner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Financial Advisors, Inc

Karen Ahn
Draper, UT
Shih-Sheng Li
Milpitas, CA
Qi Dong
Plano, TX
David Winn
Bridgeport, MI
Diego Conejo
Pasadena, CA
Tarl Reynoso
Orem, UT
Chad Tacia
San Antonio, TX
Weihua Wu
Irvine, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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