Transamerica Financial Advisors, Inc

Investment Advisor
in Torrance, CA

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About this Advisor

Kathy Gardner is an investment advisor in Torrance, California. Currently an advisor with Transamerica Financial Advisors, Inc, they have accumulated an impressive 33 years of experience as a registered advisor. Gardner holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative. Gardner is registered to work with customers based out of California. Gardner has gained experience at World Group Securities, Inc, World Financial Group, Cb Asset Management LLC, Gator Investments, LLC, Brasher Realty, Kathy B. Gardner and Transamerica Financial Advisors, Inc. Transamerica Financial Advisors, Inc is headquartered in Torrance, California, and has 312 other brick-and-mortar locations throughout the country. In aggregate, Transamerica Financial Advisors, Inc oversees $1 billion in assets throughout 45,703 accounts and employs more than 1,271 people. The level of assets currently under the firm's management places it among the bigger investment advisory firms in the United States. The firm manages 11,800 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 1% of the firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Transamerica Financial Advisors, Inc provides portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. The firm may charge clients asset-based and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

34 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Commissions



Office Location

21221 S Western Ave Suite 110
Torrance, CA 90501

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management


CA Average: $1,855,561,029
Total Number of Employees


CA Average: 62
Total Number of Accounts


CA Average: 2,474
Average Account Size


CA Average: $750,025

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Kathy Gardner Work History

Kathy has 34 years of experience.

2012 - Present (8 years)

Transamerica Financial Advisors, Inc

2010 - Present (10 years)

World Financial Group

2000 - Present (20 years)

Cb Asset Management LLC

2000 - Present (20 years)

Gator Investments, LLC

1993 - Present (27 years)

Brasher Realty

1986 - Present (34 years)

Kathy B. Gardner

2010 - 2012 (2 years)

World Group Securities, Inc


Kathy Gardner has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Transamerica Financial Advisors, Inc

Amanda Ryba
San Jose, CA
Weijun Zhang
Plainsboro, NJ
Avi Crane
Laguna Hills, CA
Byung Kim
Flushing, NY
Juan Aguilar
Renton, WA
Litonya Allen
Portland, OR
John Belanger
Calabasas, CA
Richard Christman
Duluth, GA

This content was compiled from the SEC and FINRA.

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