Transamerica Financial Advisors, Inc

Investment Advisor
in Torrance, CA
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About this Advisor

Kathy Gardner is a financial advisor operating out of Torrance, California, who has been in the financial industry for 32 years. Gardner is an advisor for Transamerica Financial Advisors, Inc. Their career trajectory has included roles at Gator Investments, LLC, World Group Securities, Inc, World Financial Group, Cb Asset Management LLC, Brasher Realty, Kathy B. Gardner and Transamerica Financial Advisors, Inc. Gardner has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in California. Transamerica Financial Advisors, Inc is an advisory firm that has its headquarters in Torrance, California. The firm has offices in 304 locations and a total of 1,274 employees. It manages $973 million in assets among its 22,673 accounts, making it one of the larger investment advisory firms in the country by assets under management. Of its 22,673 customer accounts, just 2% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. Transamerica Financial Advisors, Inc offers a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial management fees usually vary depending on which service is provided. However, fee types charged by Transamerica Financial Advisors, Inc likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

32 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Commissions



Office Location

21151 S. Western Avenue Suite 165A
Torrance, CA 90501

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management


CA Average: $1,855,561,029
Total Number of Employees


CA Average: 62
Total Number of Accounts


CA Average: 2,474
Average Account Size


CA Average: $750,025

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Kathy Gardner Work History

Kathy has 32 years of experience.

2012 - Present (7 years)

Transamerica Financial Advisors, Inc

2010 - Present (9 years)

World Financial Group

2000 - Present (19 years)

Gator Investments, LLC

2000 - Present (19 years)

Cb Asset Management LLC

1993 - Present (26 years)

Brasher Realty

1986 - Present (33 years)

Kathy B. Gardner

2010 - 2012 (2 years)

World Group Securities, Inc


Kathy Gardner has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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