Keith
Carr

Fidelity Personal And Workplace Advisors

CRD#6155227
Investment Advisor
in Mission Viejo, CA

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About this Advisor

Keith Carr is a financial advisor who works in Mission Viejo, California, who has 2 years of industry experience. Carr is on the advisory team at Fidelity Personal And Workplace Advisors. Throughout their career, they have worked at Wells Fargo Bank Na, Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC and Fidelity Investments. Carr holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can advise clients in California and Texas. Fidelity Personal And Workplace Advisors is a registered investment company based in Boston, MA. The firm has offices in 3,093 locations and a total of 13,507 employees. It controls $653 billion in total assets among its 1,712,247 client accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises 11 charities and foundations. Of its 1,712,247 client accounts, 31% are held by high-net-worth clients who have more than $1 million in assets available to invest. The advisory firm provides a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. A financial advisor's fee schedules are based on which services are provided. However, fee types charged by Fidelity Personal And Workplace Advisors likely consist of some blend of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

27101 Puerta Real Ste 160
Mission Viejo, CA 92691

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Fidelity Personal And Workplace Advisors Brokerage Details

Total Assets Under Management

$652,548,367,853

CA Average: $16,012,751,954
Total Number of Employees

13,507

CA Average: 118
Total Number of Accounts

1,712,247

CA Average: 4,567
Average Account Size

$381,106

CA Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Keith Carr Work History

Keith has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Fidelity Investments

2016 - 2021 (5 years)

Wells Fargo Clearing Services, LLC

2013 - 2016 (3 years)

Wells Fargo Advisors LLC

2008 - 2021 (13 years)

Wells Fargo Bank Na

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Keith Carr to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Fidelity Personal And Workplace Advisors

Nora Clifford
Greenbrae, CA
Elizabeth Muncie
Boston, MA
Steven Lopez
Rancho Cucamonga, CA
Robert Abbott
Westwood, MA
Jason Arcelay
Boston, MA
Laura Mccallum
Austin, TX
Michael Gefen
Fairfield, CT
Andrew Draluck
Fort Lauderdale, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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