Sagepoint Financial, Inc
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About this Advisor
Kelley Braaksma is an advisor located in Carlsbad, California. Currently a registered advisor at Sagepoint Financial, Inc, Braaksma has 20 years of work experience. Braaksma holds Series 66, Series 63 and Series 65 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Braaksma is registered to work with clients in California. Braaksma has gained experience at Independent Capital Management, Turning Points Ats, Inc and Sagepoint Financial Inc. Sagepoint Financial, Inc is headquartered in Carlsbad, California, and operates out of 615 additional locations in the nation. As a firm, Sagepoint Financial, Inc manages $7 billion in assets across 33,830 client accounts and retains more than 2,032 people. The firm's total assets under management places it among the biggest financial advisory firms in the country. The firm manages 19,836 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 11% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in investable assets. Sagepoint Financial, Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Sagepoint Financial, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Kelley Braaksma Work History
Kelley has 20 years of experience.
Independent Capital Management
Sagepoint Financial Inc
Turning Points Ats, Inc
Kelley Braaksma has no disclosures.
Please visit their SEC profile for more details.