Kelley
Braaksma

Sagepoint Financial, Inc

CRD#4399865
Investment Advisor
in Carlsbad, CA
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About this Advisor

Kelley Braaksma is an advisor located in Carlsbad, California. Currently a registered advisor at Sagepoint Financial, Inc, Braaksma has 20 years of work experience. Braaksma holds Series 66, Series 63 and Series 65 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Braaksma is registered to work with clients in California. Braaksma has gained experience at Independent Capital Management, Turning Points Ats, Inc and Sagepoint Financial Inc. Sagepoint Financial, Inc is headquartered in Carlsbad, California, and operates out of 615 additional locations in the nation. As a firm, Sagepoint Financial, Inc manages $7 billion in assets across 33,830 client accounts and retains more than 2,032 people. The firm's total assets under management places it among the biggest financial advisory firms in the country. The firm manages 19,836 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 11% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in investable assets. Sagepoint Financial, Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Series 63, Series 65

Years of Experience

20 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

5411 Avenida Encinas Suite 180
Carlsbad, CA 92008

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Sagepoint Financial, Inc Brokerage Details

Total Assets Under Management

$7,988,217,859

CA Average: $1,555,372,352
Total Number of Employees

1,957

CA Average: 37
Total Number of Accounts

42,989

CA Average: 1,370
Average Account Size

$185,820

CA Average: $1,135,308

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Kelley Braaksma Work History

Kelley has 20 years of experience.

2010 - Present (9 years)

Independent Capital Management

2010 - Present (9 years)

Sagepoint Financial Inc

1998 - 2010 (12 years)

Turning Points Ats, Inc

Disclosures

Kelley Braaksma has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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