Kelly
Richards
Allworth Financial, L.P
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About this Advisor
Kelly Richards is a financial advisor working out of Scottsdale, Arizona who has 2 years of industry experience. Richards currently works for Allworth Financial, L.P. Throughout their career, Richards has worked at Capital Investment Group, Inc, Rg Capital, Rg Capital Investment Advisory Services, LLC, Raymond James & Associates, First Allied Securities, Inc, Bhf Rg Capital Inc Dba Rg Capital, First Allied Advisory Services, Inc, First Allied Advisory Services, Aw Securities and Allworth Financial. Richards has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to operate in Arizona and Texas. Allworth Financial, L.P is a registered investment company headquartered in Folsom, CA. The firm has offices in 26 locations and a total of 343 advisors. It manages $15 billion in total assets across its 49,892 customer accounts, making it one of the largest firms in the United States by assets under management. The firm provides services to 20 charities and foundations. Of its 49,892 client accounts, 23% are held by high-net-worth investors who have more than $1 million in investable assets. Allworth Financial, L.P has a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fees usually depend on which services the firm provides the client. However, fees billed by Allworth Financial, L.P most likely include some blend of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Allworth Financial, L.P Brokerage Details
$14,880,814,526
343
49,892
$298,261
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Kelly Richards Work History
Kelly has been registered as a financial advisor for 2 years.*
Aw Securities
Allworth Financial
First Allied Advisory Services
Raymond James & Associates
First Allied Securities, Inc
Bhf Rg Capital Inc Dba Rg Capital
First Allied Advisory Services, Inc
Rg Capital Investment Advisory Services, LLC
Capital Investment Group, Inc
Rg Capital
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kelly Richards to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Allworth Financial, L.P
Sacramento, CA
Sacramento, CA
Folsom, CA
Scottsdale, AZ
Folsom, CA
Sacramento, CA
Folsom, CA
Sacramento, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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