Kelly
Richards

Allworth Financial, L.P

CRD#4918409
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Kelly Richards is a financial advisor working out of Scottsdale, Arizona who has 2 years of industry experience. Richards currently works for Allworth Financial, L.P. Throughout their career, Richards has worked at Capital Investment Group, Inc, Rg Capital, Rg Capital Investment Advisory Services, LLC, Raymond James & Associates, First Allied Securities, Inc, Bhf Rg Capital Inc Dba Rg Capital, First Allied Advisory Services, Inc, First Allied Advisory Services, Aw Securities and Allworth Financial. Richards has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to operate in Arizona and Texas. Allworth Financial, L.P is a registered investment company headquartered in Folsom, CA. The firm has offices in 26 locations and a total of 343 advisors. It manages $15 billion in total assets across its 49,892 customer accounts, making it one of the largest firms in the United States by assets under management. The firm provides services to 20 charities and foundations. Of its 49,892 client accounts, 23% are held by high-net-worth investors who have more than $1 million in investable assets. Allworth Financial, L.P has a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fees usually depend on which services the firm provides the client. However, fees billed by Allworth Financial, L.P most likely include some blend of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

9845 E. Bell Road, Suite 140
Scottsdale, AZ 85260

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Allworth Financial, L.P Brokerage Details

Total Assets Under Management

$14,880,814,526

AZ Average: $7,578,581,321
Total Number of Employees

343

AZ Average: 43
Total Number of Accounts

49,892

AZ Average: 3,727
Average Account Size

$298,261

AZ Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Kelly Richards Work History

Kelly has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Aw Securities

2021 - Present (3 years)

Allworth Financial

2020 - 2021 (1 year)

First Allied Advisory Services

2015 - 2015 (< 1 year)

Raymond James & Associates

2015 - 2021 (6 years)

First Allied Securities, Inc

2015 - 2021 (6 years)

Bhf Rg Capital Inc Dba Rg Capital

2015 - 2020 (5 years)

First Allied Advisory Services, Inc

2011 - 2015 (4 years)

Rg Capital Investment Advisory Services, LLC

2010 - 2014 (4 years)

Capital Investment Group, Inc

2010 - 2015 (5 years)

Rg Capital

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kelly Richards to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Allworth Financial, L.P

Bruce Killips
Sacramento, CA
Vincent Malinowski
Sacramento, CA
Amy Priar
Folsom, CA
Sam Degreen
Scottsdale, AZ
Jodee Deutsch
Folsom, CA
Adam Kint
Sacramento, CA
Eric Mann
Folsom, CA
Richard Oldham
Sacramento, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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