Kenneth
Galanis

Wmbc

CRD#6648553
Investment Advisor
in Irvine, CA

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About this Advisor

Kenneth Galanis is a financial advisor working out of Irvine, California who has 1 year of industry experience. Galanis works at Wmbc. Galanis has gained experience at Uber Technologies, Waddell & Reed Inc, World Financial Group/Transamerica, Lyft Technologies, Club Z Tutoring, Tutor Doctor, Erewhon Natural Foods, Literati Cafe, Poquito Mas, In One Instant/Umergency, Palisades Recreation Center, Axa Advisors, LLC, Steel Peak Wealth Management, Cetera Financial Group, Farmfly Inc, Signature Estate & Investment Advisors, Royal Alliance, Fsc Securities Corporation, Triad Advisors and Wmbc. Galanis maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in California. Wmbc is a registered investment company headquartered in Irvine, CA. It controls $98 million in total assets between its 844 client accounts, placing it among the smaller investment advisory firms in the country by assets under management. Of its 844 customer accounts, 47% are held by high-net-worth investors who have at least $1 million in assets. Wmbc has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and educational seminars. Financial management fee schedules typically are based on which services are provided. Fees charged by Wmbc likely consist of some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

2 Venture Suite 380
Irvine, CA 92618

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Wmbc Brokerage Details

Total Assets Under Management

$98,100,482

CA Average: $7,578,581,321
Total Number of Employees

6

CA Average: 43
Total Number of Accounts

844

CA Average: 3,727
Average Account Size

$116,233

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Educational seminars/workshops

Kenneth Galanis Work History

Kenneth has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Triad Advisors

2022 - Present (2 years)

Wmbc

2021 - 2021 (< 1 year)

Fsc Securities Corporation

2019 - 2019 (< 1 year)

Cetera Financial Group

2019 - 2021 (2 years)

Royal Alliance

2018 - 2019 (1 year)

Steel Peak Wealth Management

2018 - 2018 (< 1 year)

Farmfly Inc

2018 - 2018 (< 1 year)

Signature Estate & Investment Advisors

2017 - 2017 (< 1 year)

In One Instant/Umergency

2017 - 2018 (1 year)

Axa Advisors, LLC

2016 - 2016 (< 1 year)

Waddell & Reed Inc

2016 - 2017 (1 year)

Palisades Recreation Center

2015 - 2016 (1 year)

Uber Technologies

2015 - 2016 (1 year)

World Financial Group/Transamerica

2015 - 2016 (1 year)

Lyft Technologies

2015 - 2015 (< 1 year)

Club Z Tutoring

2015 - 2015 (< 1 year)

Tutor Doctor

2014 - 2014 (< 1 year)

Erewhon Natural Foods

2014 - 2014 (< 1 year)

Poquito Mas

2013 - 2014 (1 year)

Literati Cafe

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kenneth Galanis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Wmbc

Kenneth Galanis
Irvine, CA
Mickey Payne
Irvine, CA
David Coles
Irvine, CA
David Coles
Irvine, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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