Kenneth
Wong

Woodbury Financial Services, Inc

CRD#2495750
Investment Advisor
in Carlsbad, CA
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About this Advisor

Kenneth Wong is an investment advisor located in Carlsbad, California. Currently a registered investment advisor at Woodbury Financial Services, Inc, Wong has 15 years of professional experience in the financial advisory industry. Wong maintains Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Wong is registered to work with investors in California and Washington. Their career trajectory has included roles at Woodbury Financial Services Inc, Securities America, Inc and Securities America Advisors, Inc. Woodbury Financial Services, Inc is headquartered in Carlsbad, California, and operates out of 590 additional locations throughout the nation. As a company, Woodbury Financial Services, Inc oversees $7 billion in assets throughout 36,076 accounts and employs more than 1,945 people. The firm's total assets under management makes it one of the biggest investment advisory firms in the United States. The firm manages 13,010 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 10% of the firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. Woodbury Financial Services, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

2111 Palomar Airport Suite 260
Carlsbad, CA 92011

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Woodbury Financial Services, Inc Brokerage Details

Total Assets Under Management

$7,631,833,044

CA Average: $5,289,111,388
Total Number of Employees

1,925

CA Average: 157
Total Number of Accounts

45,748

CA Average: 8,262
Average Account Size

$166,823

CA Average: $640,173

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Kenneth Wong Work History

Kenneth has 15 years of experience.

2016 - Present (3 years)

Woodbury Financial Services Inc

2003 - 2016 (13 years)

Securities America, Inc

2003 - 2016 (13 years)

Securities America Advisors, Inc

Disclosures

Kenneth Wong has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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