Kevin
Spafford

Royal Alliance Associates, Inc

CRD#3015638
Investment Advisor
in Yuba City, CA

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About this Advisor

Kevin Spafford is a certified financial planner and chartered financial consultant based out of Yuba City, California with a total of 7 years of relevant experience. Spafford is currently employed by Royal Alliance Associates, Inc. Their career trajectory has included roles at Legacy By Design, LLC, Lincoln Financial Advisors, Royal Alliance and Ryan Wealth Management, Inc. Spafford maintains Series 63 and Series 66 licenses, designating them as a securities representative, and can work in California. Royal Alliance Associates, Inc is a registered investment business that has its headquarters in Jersey City, NJ. The firm has offices in 1,009 locations and a total of 3,704 employees. It handles $30 billion in assets among its 149,233 accounts, placing it among the largest firms in the nation by assets under management. The firm serves 191 charities and foundations. Of its 149,233 customer accounts, just 11% are associated with high-net-worth investors who have at least $1 million in assets. The advisory firm offers a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules are based on which services are provided. However, fees charged by Royal Alliance Associates, Inc most likely are comprised of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Consultant

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

463 Century Park Drive
Yuba City, CA 95991

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

CA Average: $10,121,009,343
Total Number of Employees

3,704

CA Average: 92
Total Number of Accounts

149,233

CA Average: 6,978
Average Account Size

$197,920

CA Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Kevin Spafford Work History

Kevin has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Royal Alliance

2016 - Present (8 years)

Ryan Wealth Management, Inc

2005 - Present (19 years)

Legacy By Design, LLC

2014 - 2016 (2 years)

Lincoln Financial Advisors

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kevin Spafford to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Patrick Guzi
Roanoke, VA
Steven Fullmer
South Jordan, UT
Chris Savorelli
Jersey City, NJ
David Whitfield
Mishawaka, IN
Connor Hartwell
Torrance, CA
Les Barber
South Jordan, UT
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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