Kimberly
Austin
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Kimberly Austin is a financial advisor based in Sacramento, California, working with Merrill Lynch, Pierce, Fenner & Smith Inc. Kimberly has previously held positions at Franklin Distributors, LLC, Edward Jones, Ags Consulting LLC, Wells Fargo Clearing Services, Merrill Lynch, Pierce, Fenner & Smith Inc, and Bank Of America, N.A. Kimberly has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in California and Texas. Currently, Kimberly is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Sacramento, California. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,271,593,679,276
34,934
2,911,578
$436,737
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Kimberly Austin Work History
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Wells Fargo Clearing Services
Franklin Distributors, LLC
Edward Jones
Ags Consulting LLC
Disclosures
Please visit the SEC profile of Kimberly Austin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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