Larry
Pham

Gwn Securities Inc

CRD#6136696
Investment Advisor
in Los Angeles, CA

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About this Advisor

Larry Pham is a financial advisor operating in Los Angeles, California, with 2 years of industry experience. Pham is on the advisory team at Gwn Securities Inc. Throughout their career, they have worked at Massmutual Life Insurance Company, Axa-Advisors, LLC, Mml Investors Services LLC, New York Life, Equitable Advisors, LLC and Gwn Securities, Inc. Pham holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to operate in California. Gwn Securities Inc is a financial advisory firm that has its headquarters in Palm Beach Gardens, FL. The investment advisory business has offices in 25 locations and a total of 755 financial advisors. It handles $3 billion in assets under management across its 58,177 client accounts, placing it among the largest investment advisory firms in the United States by assets under management. Of its 58,177 client accounts, just 4% are held by high-net-worth clients who have more than $1 million in assets available to invest. Gwn Securities Inc provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and market timing services. Fees charged by financial advisors vary depending on which services are provided. Fees billed by Gwn Securities Inc can include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Market timing services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

Los Angeles, CA

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Gwn Securities Inc Brokerage Details

Total Assets Under Management

$2,838,916,178

CA Average: $1,855,561,029
Total Number of Employees

755

CA Average: 62
Total Number of Accounts

58,177

CA Average: 2,474
Average Account Size

$48,798

CA Average: $750,025

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Market timing services

Larry Pham Work History

Larry has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Gwn Securities, Inc

2015 - 2020 (5 years)

Axa-Advisors, LLC

2015 - 2015 (< 1 year)

Mml Investors Services LLC

2015 - 2021 (6 years)

Equitable Advisors, LLC

2013 - 2015 (2 years)

Massmutual Life Insurance Company

2012 - 2013 (1 year)

New York Life

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Larry Pham to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Gwn Securities Inc

Justin Heaslip
Iselin, NJ
Joshua Miller
Wayne, PA
Bryan Merillat
Chelsea, MI
Michael Stone
Palmetto Bay, FL
David Karl
Palm Beach Gardens, FL
Roy Weiss
Williamsport, PA
Gary Oconnor
Palm Beach Gardens, FL
Simona Taurosevicius
Palm Beach Gardens, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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