Laura
Schaefer

Ubs Financial Services Inc

CRD#5826695
Investment Advisor
in Los Angeles, CA

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About this Advisor

Laura Schaefer is a financial advisor who works out of Los Angeles, California, who has been in the advisory business for 12 years. Schaefer currently works for Ubs Financial Services Inc. Their career trajectory has included roles at Ubs Financial Services, Ubs Ny 1285 Aa B - New York, Ubs Financial Services Inc and Stifel Nicolaus & Co Inc. Schaefer holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in Ohio and Texas. Ubs Financial Services Inc is an advisory firm operating out of Los Angeles, California. The firm has offices in 369 locations and a total of 12,710 people on staff. It administers $692 billion in total assets between its 1,073,865 accounts, making it one of the biggest firms in the country by assets under management. The firm serves 5,584 charities and foundations. Of its 1,073,865 customer accounts, 66% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial advisory services depend on the financial services. However, fees charged by Ubs Financial Services Inc can consist of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

2000 Avenue Of The Stars
Los Angeles, CA 90067

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$692,292,245,524

CA Average: $10,121,009,343
Total Number of Employees

12,710

CA Average: 92
Total Number of Accounts

1,073,865

CA Average: 6,978
Average Account Size

$644,673

CA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Laura Schaefer Work History

Laura has 12 years of experience.

2021 - Present (1 year)

Ubs Financial Services Inc

2019 - 2021 (2 years)

Stifel Nicolaus & Co Inc

2015 - 2015 (< 1 year)

Ubs Financial Services Inc

2015 - 2019 (4 years)

Ubs Financial Services Inc

2012 - 2015 (3 years)

Ubs Ny 1285 Aa B - New York

2010 - 2012 (2 years)

Ubs Financial Services

Disclosures

Laura Schaefer has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

James Suey
Omaha, NE
Benjamin Hynden
Fort Myers, FL
Joshua Holdman
Richardson, TX
Elizabeth Fowlks
Wellesley Hills, MA
Joel Ehrhardt
Birmingham, MI
Thomas Lynett
New York, NY
Daniel Short
Westlake Village, CA
Hunter Bentley
Houston, TX

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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