Lawrence
Rocha
Independent Financial Partners
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About this Advisor
Lawrence Rocha is a financial advisor based in Torrance, California, working with Independent Financial Partners. Lawrence has previously held positions at U.S. Bancorp Investments, Inc, Cetera Investment Services LLC, Technology Credit Union, Cetera Investment Advisers LLC, Infinex Investments, Inc, First Bank, Avantax Investment Services, Inc, Avantax Advisory Services, Avantax Insurance Agency, LLC, U.S. Bank, Lpl Financial, LLC, Unify Federal Credit Union, Ifp Securities, LLC, and Independent Financial Partners. Lawrence has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Arizona, California, Nevada, North Carolina, and Texas. Currently, Lawrence is part of Independent Financial Partners, which operates out of Torrance, California. The firm has 155 offices and 267 employees. The firm manages assets totaling $9.8 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Independent Financial Partners includes asset-based, hourly, fixed, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Independent Financial Partners Brokerage Details
$9,761,355,350
267
37,391
$261,062
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Lawrence Rocha Work History
Ifp Securities, LLC
Independent Financial Partners
Unify Federal Credit Union
Lpl Financial, LLC
Avantax Investment Services, Inc
Avantax Advisory Services
Avantax Insurance Agency, LLC
Infinex Investments, Inc
First Bank
Cetera Investment Services LLC
Technology Credit Union
Cetera Investment Advisers LLC
U.S. Bancorp Investments, Inc
U.S. Bank
Disclosures
Please visit the SEC profile of Lawrence Rocha to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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