Leroy
Simpson
Lpl Financial LLC
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About this Advisor
Leroy Simpson is a financial advisor based in Redding, California, working with Lpl Financial LLC. Leroy has previously held positions at Lpl Financial, LLC, Tri Counties Advisors, Raymond James Financial Services, Inc, Raymond James Financial Services Advisors Inc, Tri Counties Bank, Clark Financial Group, and Lpl Financial. Leroy has passed the Series 63, Series 65, and Series 66 regulatory exams and is registered to provide services in California. Currently, Leroy is part of Lpl Financial LLC, which operates out of Redding, California. The firm has 17,453 offices and 35,841 employees. The firm manages assets totaling $463.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Lpl Financial LLC includes asset-based, hourly, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$463,475,486,343
35,841
1,910,545
$242,588
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Leroy Simpson Work History
Lpl Financial
Clark Financial Group
Tri Counties Advisors
Raymond James Financial Services, Inc
Raymond James Financial Services Advisors Inc
Tri Counties Bank
Lpl Financial, LLC
Disclosures
Please visit the SEC profile of Leroy Simpson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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