Li Li
Chan

Transamerica Financial Advisors, Inc

CRD#6640500
Investment Advisor
in Arcadia, CA
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About this Advisor

Li Li Chan is a financial advisor who works in Arcadia, California, who has been in the industry for 15 years. Chan is currently employed by Transamerica Financial Advisors, Inc. Their career trajectory has included roles at Ajit Randhava And Associates, Inc, Transamerica Financial Advisors, Inc, World Financial Group, Inc and Hsa And Associates, Inc. Chan maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in California. Transamerica Financial Advisors, Inc is an advisory business that has its headquarters in Arcadia, California. The company has offices in 304 locations and a total of 1,274 employees. It handles $973 million in total assets between its 22,673 client accounts, making it one of the larger investment advisory firms in the country by assets under management. Of its 22,673 client accounts, just 2% are associated with high-net-worth investors who have more than $1 million in assets. Transamerica Financial Advisors, Inc has a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial advisory services largely depend on the financial services offered. However, fee types billed by Transamerica Financial Advisors, Inc likely consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

15 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Commissions

Disclosures

No

Office Location

255 E Santa Clara St Suite 310
Arcadia, CA 91006

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,015,629,122

CA Average: $1,855,561,029
Total Number of Employees

1,271

CA Average: 62
Total Number of Accounts

45,703

CA Average: 2,474
Average Account Size

$22,222

CA Average: $750,025

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Li Li Chan Work History

Li Li has 15 years of experience.

2016 - Present (3 years)

Transamerica Financial Advisors, Inc

2013 - Present (6 years)

World Financial Group, Inc

2010 - 2015 (5 years)

Hsa And Associates, Inc

2003 - 2010 (7 years)

Ajit Randhava And Associates, Inc

Disclosures

Li Li Chan has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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