Lily
Lu

Osaic Wealth, Inc

CRD#3032456
Investment Advisor
in Diamond Bar, CA

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About this Advisor

Lily Lu is a financial advisor based in Diamond Bar, California, working with Osaic Wealth, Inc. Lily has previously held positions at Securities America, Inc, Securities America Advisors, Inc, and Osaic Wealth, Inc. Lily has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in California. Currently, Lily is part of Osaic Wealth, Inc, which operates out of Diamond Bar, California. The firm has 1,670 offices and 6,838 employees. The firm manages assets totaling $94.6 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Osaic Wealth, Inc includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1300 Valley Vista Dr Ste 207
Diamond Bar, CA 91765

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Osaic Wealth, Inc Brokerage Details

Total Assets Under Management

$94,557,613,744

CA Average: $1,555,372,352
Total Number of Employees

6,838

CA Average: 37
Total Number of Accounts

437,201

CA Average: 1,370
Average Account Size

$216,280

CA Average: $1,135,308

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Lily Lu Work History

2024 - Present (0 year)

Osaic Wealth, Inc

2024 - Present (0 year)

Osaic Wealth, Inc

2010 - Present (14 years)

Securities America Advisors, Inc

2009 - Present (15 years)

Securities America, Inc

Disclosures

Please visit the SEC profile of Lily Lu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Osaic Wealth, Inc

Mikal Ludolph
Waterloo, IA
James Cosgriff
Buffalo, NY
Austin Kemmerer
Effingham, IL
Zachary Mcqueen
Overland Park, KS
Phillip Laird
Lake Worth, FL
Thomas Wagaman
Mc Lean, VA
David Watercutter
Fort Wayne, IN
Karly Witte
Emporia, KS

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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