Lily
Ou

Transamerica Financial Advisors, Inc

CRD#2717636
Investment Advisor
in Arcadia, CA
Are you Lily Ou? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Lily Ou is a financial advisor operating in Arcadia, California, who has been in the financial industry for 17 years. Ou is an advisor for Transamerica Financial Advisors, Inc. Their career trajectory has included roles at Investment Advisors International, Inc, Wfg, World Group Securities, Inc, Wfg Affiliate Broker Program, In Home Supportive Services (Ihss) and Transamerica Financial Advisors, Inc. Ou has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in California. Transamerica Financial Advisors, Inc is a financial advisory company that has its headquarters in Arcadia, California. The firm has offices in 304 locations and a total of 1,274 people on staff. It oversees $973 million in assets across its 22,673 client accounts, placing it among the bigger financial advisory firms in the country by assets under management. Of its 22,673 accounts, just 2% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. The firm has a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. A financial advisor's fees typically vary depending on the type of financial services provided. However, fees charged by Transamerica Financial Advisors, Inc can be comprised of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

17 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Commissions

Disclosures

No

Office Location

255 E Santa Clara St Suite 310
Arcadia, CA 91006

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,015,629,122

CA Average: $1,855,561,029
Total Number of Employees

1,271

CA Average: 62
Total Number of Accounts

45,703

CA Average: 2,474
Average Account Size

$22,222

CA Average: $750,025

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Lily Ou Work History

Lily has 17 years of experience.

2012 - Present (7 years)

Transamerica Financial Advisors, Inc

2011 - Present (8 years)

In Home Supportive Services (Ihss)

2001 - Present (18 years)

Wfg

2009 - 2012 (3 years)

Investment Advisors International, Inc

2002 - 2012 (10 years)

World Group Securities, Inc

2002 - 2009 (7 years)

Wfg Affiliate Broker Program

Disclosures

Lily Ou has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started