Lisa
Zard
Nuveen Asset Management, LLC
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About this Advisor
Lisa Zard is a financial advisor based in Los Angeles, California, working with Nuveen Asset Management, LLC. Lisa has previously held positions at Altegris Investments, Vivaldi Asset Management, LLC, Foreside Fund Services, LLC, Alphacore Capital, LLC, Johcm (Usa) Inc, Foreside Financial Services, LLC, and Nuveen Securities, LLC. Lisa has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Illinois. Currently, Lisa is part of Nuveen Asset Management, LLC, which operates out of Los Angeles, California. The firm has 14 offices and 397 employees. The firm manages assets totaling $239.6 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and other services. The fee structure at Nuveen Asset Management, LLC includes asset-based, fixed, and performance-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Nuveen Asset Management, LLC Brokerage Details
$239,614,971,441
397
59,703
$4,013,449
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Lisa Zard Work History
Nuveen Securities, LLC
Johcm (Usa) Inc
Foreside Financial Services, LLC
Alphacore Capital, LLC
Foreside Fund Services, LLC
Vivaldi Asset Management, LLC
Foreside Fund Services, LLC
Altegris Investments
Disclosures
Please visit the SEC profile of Lisa Zard to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Nuveen Asset Management, LLC
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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