Lpl Financial LLC
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About this Advisor
Luis Bautista is an advisor located in Sacramento, California. Currently a registered advisor at Lpl Financial LLC, they have accumulated 15 years of work experience. Bautista holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Bautista is able to act as a financial advisor in California. During their career, Bautista has held roles at Wachovia Securities, LLC and Lpl Financial LLC. Lpl Financial LLC is headquartered in Sacramento, California, and operates out of 8,011 additional brick-and-mortar locations in the nation. Overall, Lpl Financial LLC manages $153 billion in assets across 680,466 accounts and retains more than 22,703 people. The amount of assets the firm manages makes it one of the biggest firms in the United States. The firm manages 655,827 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 23% of the investment firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. Lpl Financial LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Lpl Financial LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Luis Bautista Work History
Luis has 15 years of experience.
Lpl Financial LLC
Wachovia Securities, LLC
Luis Bautista has disclosures.
Please visit their SEC profile for more details.