Luis
Bautista

Lpl Financial LLC

CRD#2699447
Investment Advisor
in Sacramento, CA
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About this Advisor

Luis Bautista is an advisor located in Sacramento, California. Currently a registered advisor at Lpl Financial LLC, they have accumulated 15 years of work experience. Bautista holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Bautista is able to act as a financial advisor in California. During their career, Bautista has held roles at Wachovia Securities, LLC and Lpl Financial LLC. Lpl Financial LLC is headquartered in Sacramento, California, and operates out of 8,011 additional brick-and-mortar locations in the nation. Overall, Lpl Financial LLC manages $153 billion in assets across 680,466 accounts and retains more than 22,703 people. The amount of assets the firm manages makes it one of the biggest firms in the United States. The firm manages 655,827 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 23% of the investment firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. Lpl Financial LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

180 Promenade Cir, Suite 300
Sacramento, CA 95834

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$152,530,468,356

CA Average: $16,012,751,954
Total Number of Employees

22,703

CA Average: 118
Total Number of Accounts

680,466

CA Average: 4,567
Average Account Size

$224,156

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Luis Bautista Work History

Luis has 15 years of experience.

2009 - Present (10 years)

Lpl Financial LLC

2003 - 2009 (6 years)

Wachovia Securities, LLC

Disclosures

Luis Bautista has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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