Mark
Poelma
Epiq Capital Group, LLC
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About this Advisor
Mark Poelma is a chartered financial analyst based in San Francisco, California, with a total of 4 years of industry experience. Poelma is currently employed by Epiq Capital Group, LLC. Over the course of their career, they have held roles at Fidelity Brokerage Services, LLC and Epiq Capital Group. Poelma maintains Series 63 and Series 66 licenses, which qualify them as a securities broker, and is able to operate in Nevada and Texas. Epiq Capital Group, LLC is a firm operating out of San Francisco, CA. The investment advisory business has offices in two locations and a total of 56 advisors. It controls $4 billion in assets under management between its 828 accounts, placing it among the biggest investment advisory firms in the country by assets under management. Of its 828 accounts, 70% belong to high-net-worth individuals who have more than $1 million in investable assets. Epiq Capital Group, LLC has a few services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and portfolio management for institutional clients. Fees for financial management depend on which services the firm provides the client. However, fee types charged by Epiq Capital Group, LLC can include any combination of asset-based, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Epiq Capital Group, LLC Brokerage Details
$4,381,204,000
56
828
$5,291,309
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
Mark Poelma Work History
Mark has been registered as a financial advisor for 4 years.*
Epiq Capital Group
Fidelity Brokerage Services, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mark Poelma to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Epiq Capital Group, LLC
San Francisco, CA
San Francisco, CA
San Francisco, CA
San Francisco, CA
San Francisco, CA
San Francisco, CA
San Francisco, CA
Dallas, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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