Max
Podlone

Rockefeller Financial LLC

CRD#6565026
Investment Advisor
in Los Gatos, CA

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About this Advisor

Max Podlone is a financial advisor working in Los Gatos, California who has 1 year of industry experience. Podlone currently works for Rockefeller Financial LLC. Podlone has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc, Hartnett, Smith & Paetkau, City Of Cupertino, Bank Of America, N.A and Rockefeller Financial LLC. Podlone holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to operate in California and Texas. Rockefeller Financial LLC is a financial advisory firm headquartered in New York, NY. The investment advisory business has offices in 39 locations and a total of 531 employees. It controls $35 billion in assets between its 46,727 customer accounts, making it one of the largest firms in the country by assets under management. The firm provides financial advisory services to 215 charitable organizations. Of its 46,727 client accounts, 29% are associated with high-net-worth investors who have more than $1 million in assets. Rockefeller Financial LLC provides a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors vary depending on which services the firm provides the client. However, fee types charged by Rockefeller Financial LLC most likely include any combination of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

750 University Ave , Suite 240
Los Gatos, CA 95032

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Rockefeller Financial LLC Brokerage Details

Total Assets Under Management

$34,707,894,464

CA Average: $7,464,549,021
Total Number of Employees

531

CA Average: 88
Total Number of Accounts

46,727

CA Average: 3,892
Average Account Size

$742,780

CA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Max Podlone Work History

Max has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Rockefeller Financial LLC

2016 - 2022 (6 years)

Bank Of America, N.A

2015 - 2022 (7 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2015 (1 year)

Hartnett, Smith & Paetkau

2013 - 2014 (1 year)

City Of Cupertino

2013 - 2013 (< 1 year)

Hartnett, Smith & Paetkau

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Max Podlone to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Rockefeller Capital Management

Summer Macallister
San Francisco, CA
Kristen Palazeti
Birmingham, MI
Alexander Barrett
Los Angeles, CA
Ron Guidi
San Francisco, CA
Trisha Fountain
Cincinnati, OH
Lindsay Dreyer
Chicago, IL
Max Podlone
Los Gatos, CA
Amy Labarge
Atlanta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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