Maxwell
Keltner

Dfpg Investments, LLC

CRD#4216279
Investment Advisor
in Sandy, UT

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About this Advisor

Maxwell Keltner is a financial advisor operating in Sandy, Utah with 8 years of industry experience. Keltner is an employee of Dfpg Investments, LLC. During their career, the advisor has held roles at First Allied Securities, Inc, First Allied Advisory Services, Inc and Dfpg Investments, Inc. Keltner has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to serve investors in California. Dfpg Investments, LLC is an advisory business headquartered in Sandy, UT. The company has offices in 23 locations and a total of 156 people on staff. It manages $2 billion in assets across its 10,642 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. Of its 10,642 customer accounts, 29% are held by high-net-worth clients who have more than $1 million in assets available to invest. Dfpg Investments, LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial management largely vary depending on which services the firm provides the client. However, fees billed by Dfpg Investments, LLC likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

9017 S Riverside Drive Suite 210
Sandy, UT 84070

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Dfpg Investments, LLC Brokerage Details

Total Assets Under Management

$2,009,732,330

UT Average: $693,624,108
Total Number of Employees

156

UT Average: 12
Total Number of Accounts

10,642

UT Average: 1,115
Average Account Size

$188,849

UT Average: $622,084

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Maxwell Keltner Work History

Maxwell has been registered as a financial advisor for 8 years.*

2015 - Present (9 years)

Dfpg Investments, Inc

2012 - 2015 (3 years)

First Allied Advisory Services, Inc

2011 - 2015 (4 years)

First Allied Securities, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Maxwell Keltner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Dfpg Investments, LLC

Keith Larsen
Sandy, UT
Robin Andersen
Sandy, UT
Bryan Sonderby
Sandy, UT
Breanne Polonia
Sandy, UT
David Wrigley
Sandy, UT
Ruben Vilorio
Sandy, UT
Tyler Haskell
Sandy, UT
Jenifer Connors
Sandy, UT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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