Mercy
Maina

Equitable Advisors, LLC

CRD#7159119
Investment Advisor
in Sacramento, CA

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About this Advisor

Mercy Maina is a financial advisor operating out of Sacramento, California with a total of 1 year of industry experience. Maina currently works for Equitable Advisors, LLC. Maina has gained experience at Rosemont High School, University Of California Merced, University Of California Merced Bright Success Center, University Of California Merced Admissions, Merced County Office Of Education, Tesla, Twin Rivers School District, Elk Grove School District, California Air Resources Board, Equitable Advisors LLC, Michaels Arts And Crafts, Michael'S Arts And Crafts, On My Own and Jennifer Littlefield. Maina maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in California, Colorado, Idaho, Nevada, Oregon, Texas, Virginia and Washington. Equitable Advisors, LLC is a company headquartered in New York, NY. The firm has offices in 885 locations and a total of 5,251 employees. It controls $25 billion in assets under management among its 75,222 client accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm serves 177 charities and foundations. Of its 75,222 client accounts, 42% are held by high-net-worth clients who have more than $1 million in investable assets. Equitable Advisors, LLC provides a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely are based on the services provided. Fee types charged by Equitable Advisors, LLC may include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1601 Response Road Suite 110
Sacramento, CA 95815

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Equitable Advisors, LLC Brokerage Details

Total Assets Under Management

$24,555,313,983

CA Average: $7,464,549,021
Total Number of Employees

5,251

CA Average: 88
Total Number of Accounts

75,222

CA Average: 3,892
Average Account Size

$326,438

CA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Mercy Maina Work History

Mercy has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Equitable Advisors LLC

2022 - Present (2 years)

Jennifer Littlefield

2021 - Present (3 years)

On My Own

2019 - 2019 (< 1 year)

California Air Resources Board

2019 - 2021 (2 years)

Equitable Advisors LLC

2017 - 2018 (1 year)

Tesla

2017 - 2020 (3 years)

Twin Rivers School District

2017 - 2019 (2 years)

Elk Grove School District

2016 - 2017 (1 year)

Merced County Office Of Education

2016 - 2016 (< 1 year)

University Of California Merced Admissions

2015 - 2016 (1 year)

University Of California Merced Admissions

2015 - 2015 (< 1 year)

Michael'S Arts And Crafts

2014 - 2017 (3 years)

University Of California Merced Bright Success Center

2014 - 2015 (1 year)

University Of California Merced Bright Success Center

2013 - 2017 (4 years)

University Of California Merced

2013 - 2013 (< 1 year)

Michaels Arts And Crafts

2009 - 2013 (4 years)

Rosemont High School

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Mercy Maina to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Equitable Advisors, LLC

William Sorrentino
Edison, NJ
Karan Mirchandani
New York, NY
Jennifer Farris
Trussville, AL
Willie Myles
Cary, NC
Sean Dambaugh
Mount Pleasant, SC
Kyle Lynch
Dallas, TX
Steven South
Selma, AL
Stephen Curlee
Franklin, TN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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