Michael
Dowling

Tcw Investment Management Company LLC

CRD#4437708
Investment Advisor
in Los Angeles, CA

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About this Advisor

Michael Dowling is a financial advisor operating out of Los Angeles, California with 21 years of industry experience. Dowling is currently employed by Tcw Investment Management Company LLC. During their career, Dowling has held roles at Tcw Funds Distributors, Trust Company Of The West, Tcw Investment Management Company and Tcw LLC. Dowling has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Delaware, Maryland, New Jersey and Pennsylvania. Tcw Investment Management Company LLC is a financial advisory business headquartered in Los Angeles, CA. It has offices in three locations and a total of 410 people on staff. It handles $38 billion in assets under management across its 4,899 customer accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm provides financial advice to 62 charities and foundations. Tcw Investment Management Company LLC performs a number of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and other services. Financial management fee schedules typically are based on the type of financial services. Fees billed by Tcw Investment Management Company LLC can include some blend of asset-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

21 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

865 S. Figueroa Street Suite 1800
Los Angeles, CA 90017

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Tcw Investment Management Company LLC Brokerage Details

Total Assets Under Management

$37,893,595,680

CA Average: $7,578,581,321
Total Number of Employees

410

CA Average: 43
Total Number of Accounts

4,899

CA Average: 3,727
Average Account Size

$7,734,965

CA Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Other

Michael Dowling Work History

Michael has been registered as a financial advisor for 21 years.*

2016 - Present (8 years)

Tcw LLC

2001 - Present (23 years)

Tcw Funds Distributors

2001 - Present (23 years)

Tcw Investment Management Company

2001 - 2015 (14 years)

Trust Company Of The West

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Dowling to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Tcw Investment Management Company LLC

Jessica Coste
Los Angeles, CA
Michael Stevens
Los Angeles, CA
Daniel Pace
Los Angeles, CA
Lori Gilchrist
Los Angeles, CA
Michael Daly
Los Angeles, CA
Jeffrey Katz
Los Angeles, CA
Nicholas Diaz
Los Angeles, CA
Dylan Schneider
Los Angeles, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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