Michael
Dozois

Commonwealth Financial Network

CRD#5638870
Investment Advisor
in San Diego, CA

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About this Advisor

Michael Dozois is a financial advisor based in San Diego, California, who has 10 years of financial industry experience. Dozois is an employee of Commonwealth Financial Network. Their career trajectory has included roles at Rite Aid Pharmacy, Geico, Lpl Financial and Commonwealth Financial Network. Dozois has Series 63 and Series 66 licenses, designating them as a securities agent, and is approved to operate in California. Commonwealth Financial Network is a financial advisory company that has its headquarters in San Diego, California. The company has offices in 1,275 locations and a total of 4,000 financial advisors. It manages $162 billion in assets across its 540,172 client accounts, making it one of the biggest firms in the country by assets under management. The firm provides financial advisory services to 432 charities and foundations. Of its 540,172 client accounts, just 10% are associated with high-net-worth clients who have at least $1 million in investable assets. Commonwealth Financial Network offers a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fees usually are based on which services are offered. Fee types billed by Commonwealth Financial Network likely include some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

110 West A Street Suite 1800 (18Th Floor)
San Diego, CA 92101

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Commonwealth Financial Network Brokerage Details

Total Assets Under Management

$161,852,722,626

CA Average: $16,012,751,954
Total Number of Employees

4,000

CA Average: 118
Total Number of Accounts

540,172

CA Average: 4,567
Average Account Size

$299,632

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Michael Dozois Work History

Michael has 10 years of experience.

2015 - Present (7 years)

Commonwealth Financial Network

2013 - 2015 (2 years)

Lpl Financial

2012 - 2012 (< 1 year)

Rite Aid Pharmacy

2012 - 2013 (1 year)

Geico

Disclosures

Michael Dozois has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Commonwealth Financial Network

Fred Scheffner
Salt Lake City, UT
Carrie White
Overland Park, KS
Ashley Burneka
San Diego, CA
Leigh Morales
Overland Park, KS
Raegan Arrington
Dallas, TX
Ryan Evans
Chicago, IL
H. Hughes
Cary, NC
Kevin Carlin
San Diego, CA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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