Michael
Gallop

Sagepoint Financial, Inc

CRD#4628853
Investment Advisor
in Carlsbad, CA
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About this Advisor

Michael Gallop is a financial advisor based in Carlsbad, California, who has been in the advisory business for 15 years. Gallop works at Sagepoint Financial, Inc. The advisor has gained experience at Independent Capital Management, Aig Financial Advisors, Inc, Sagepoint Financial, Inc and Icm Private Client Group. Gallop holds Series 63 and Series 66 licenses, which qualify them as a securities representative, and can advise clients in California, Texas, Idaho, Nevada and North Carolina. Sagepoint Financial, Inc is a registered investment company that has its headquarters in Carlsbad, California. The company has offices in 615 locations and a total of 2,032 advisors. It handles $7 billion in total assets among its 33,830 client accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm advises 67 charitable organizations. Of its 33,830 customer accounts, just 11% are held by high-net-worth clients who have at least $1 million in assets. The firm performs a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically vary depending on the services. Fees billed by Sagepoint Financial, Inc most likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

5780 Fleet St Suite 170
Carlsbad, CA 92008

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Sagepoint Financial, Inc Brokerage Details

Total Assets Under Management

$7,988,217,859

CA Average: $1,555,372,352
Total Number of Employees

1,957

CA Average: 37
Total Number of Accounts

42,989

CA Average: 1,370
Average Account Size

$185,820

CA Average: $1,135,308

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Michael Gallop Work History

Michael has 15 years of experience.

2014 - Present (5 years)

Icm Private Client Group

2009 - Present (10 years)

Sagepoint Financial, Inc

2005 - 2009 (4 years)

Aig Financial Advisors, Inc

2003 - 2014 (11 years)

Independent Capital Management

Disclosures

Michael Gallop has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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