Michael
Legaspi

Oppenheimer & Co. Inc

CRD#4830135
Investment Advisor
in Los Angeles, CA
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About this Advisor

Michael Legaspi is a financial advisor based out of Los Angeles, California, who has been in the advisory business for 11 years. Legaspi is an advisor for Oppenheimer & Co. Inc. The advisor has gained experience at Us Bank, Shoreline Funding Inc, Jpmorgan Chase Bank Na, Chase Investment Services Corp, J.P. Morgan Securities LLC, Wells Fargo Advisors, LLC, Oppenheimer & Co. Inc and Wells Fargo Clearing Services, LLC. Legaspi holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to operate in California. Oppenheimer & Co. Inc is an advisory firm based in Los Angeles, California. The firm has offices in 77 locations and a total of 2,740 people on staff. It oversees $11 billion in total assets among its 21,879 accounts, making it one of the largest firms in the nation by assets under management. The firm serves 92 charitable organizations. Of its 21,879 accounts, just 2% are held by high-net-worth investors who have at least $1 million in investable assets. The company performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors vary depending on the type of financial services. However, fees charged by Oppenheimer & Co. Inc can consist of asset-based, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Performance-based Fees

Disclosures

Yes

Office Location

10880 Wilshire Boulevard
Los Angeles, CA 90024

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Oppenheimer & Co. Inc Brokerage Details

Total Assets Under Management

$11,190,648,770

CA Average: $7,464,549,021
Total Number of Employees

2,740

CA Average: 88
Total Number of Accounts

21,879

CA Average: 3,892
Average Account Size

$511,479

CA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Michael Legaspi Work History

Michael has 11 years of experience.

2018 - Present (1 years)

Oppenheimer & Co. Inc

2016 - 2018 (2 years)

Wells Fargo Clearing Services, LLC

2014 - 2016 (2 years)

Wells Fargo Advisors, LLC

2012 - 2014 (2 years)

J.P. Morgan Securities LLC

2009 - 2009 (0 years)

Us Bank

2009 - 2012 (3 years)

Jpmorgan Chase Bank Na

2009 - 2012 (3 years)

Chase Investment Services Corp

2007 - 2009 (2 years)

Shoreline Funding Inc

Disclosures

Michael Legaspi has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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