Moses
Lin
Signature Securities
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About this Advisor
Moses Lin is a financial advisor operating out of Newport Beach, California who has 1 year of industry experience. Lin currently works for Signature Securities. Over the course of their career, Lin has held roles at Citigroup, Hsbc Securities (Usa) Inc, Hsbc Bank Usa, N.A and Signature Securities. Lin holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in California, Delaware, Florida, New York, North Carolina, Pennsylvania and Texas. Signature Securities is a business headquartered in New York, NY. The firm has offices in 16 locations and a total of 46 financial advisors. It manages $940 million in assets under management across its 2,026 client accounts, placing it among the bigger financial advisory firms in the country by assets under management. The firm serves five charitable organizations. Of its 2,026 client accounts, just 13% belong to high-net-worth individuals who have greater than $1 million in investable assets. The business performs a diverse assortment of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management typically vary depending on which service is offered. However, fee types billed by Signature Securities typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Signature Securities Brokerage Details
$939,906,760
46
2,026
$463,922
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Moses Lin Work History
Moses has been registered as a financial advisor for 1 years.*
Signature Securities
Hsbc Bank Usa, N.A
Hsbc Securities (Usa) Inc
Citigroup
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Moses Lin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Signature Securities Group Corp
Brooklyn, NY
New York, NY
Garden City, NY
New York, NY
New York, NY
New York, NY
Great Neck, NY
Brooklyn, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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