Neepa
Shah

Mml Investors Services, LLC

CRD#5736116
Investment Advisor
in Fremont, CA

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About this Advisor

Neepa Shah is an advisor who lives in Fremont, California. Currently an investment advisor at Mml Investors Services, LLC, Shah has 10 years of practice in the financial advisory industry. Shah holds a Series 66 license, designating them as both a securities agent and an investment advisor representative. Shah can act as a financial advisor in California and Texas. Their career trajectory has included roles at Mass Mutual Life Insurance Company, Mml Investors Services and Enemployed. Mml Investors Services, LLC is located in Fremont, California, and has 1,335 locations across the United States. In total, Mml Investors Services, LLC manages $40 billion in assets throughout 206,878 accounts and employs more than 7,471 people. The amount of assets the firm manages places it among the biggest firms in the United States. The firm manages 64,820 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. None of the firm's 206,878 clients are considered high-net-worth individuals, who are defined as investors who have greater than $1 million in investable assets. Mml Investors Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

2201 Walnut Ave Suite 380
Fremont, CA 94538

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$39,563,066,947

CA Average: $16,012,751,954
Total Number of Employees

7,471

CA Average: 118
Total Number of Accounts

206,878

CA Average: 4,567
Average Account Size

$191,239

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Neepa Shah Work History

Neepa has 10 years of experience.

2011 - Present (10 years)

Mml Investors Services

2010 - Present (11 years)

Mass Mutual Life Insurance Company

2010 - 2010 (< 1 year)

Enemployed

Disclosures

Neepa Shah has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Maria Popa
Memphis, TN
John Hill
Rockville, MD
John Herbert
Southfield, MI
Michael Orihel
New Castle, DE
Nikolas Sellers
Southfield, MI
Nicolas Williams
Francesville, IN
Ian Rice
Wilsonville, OR
Natasha Knox
Tampa, FL

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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