Nicholas
Ellis

Centaurus Financial, Inc

CRD#1082891
Investment Advisor
in Tustin, CA

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About this Advisor

Nicholas Ellis is a financial advisor working out of Tustin, California who has 10 years of industry experience. Ellis works at Centaurus Financial, Inc. They have spent their complete employment at Centaurus Financial, Inc. Ellis has a Series 63 license, qualifying them as a securities representative, and is able to serve investors in California. Centaurus Financial, Inc is an advisory company headquartered in Anaheim, CA. It has offices in 174 locations and a total of 616 employees. It handles $5 billion in total assets among its 32,255 client accounts, placing it among the largest firms in the country by assets under management. Of its 32,255 customer accounts, just 1% belong to high-net-worth individuals who have at least $1 million in assets available to invest. The advisory firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, market timing services and educational seminars. Financial management fees are based on which service is offered. However, fees charged by Centaurus Financial, Inc likely consist of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

14841 Yorba Street Suite #101
Tustin, CA 92780

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Centaurus Financial, Inc Brokerage Details

Total Assets Under Management

$4,564,124,620

CA Average: $7,578,581,321
Total Number of Employees

616

CA Average: 43
Total Number of Accounts

32,255

CA Average: 3,727
Average Account Size

$141,501

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Market timing services
  • Educational seminars/workshops

Nicholas Ellis Work History

Nicholas has been registered as a financial advisor for 10 years.*

2000 - Present (24 years)

Centaurus Financial, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicholas Ellis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Centaurus Financial, Inc

Gene Williams
Anaheim, CA
David Martinez
Anaheim, CA
George Siracuse
Milford, PA
Francis Mcmanus
Norwood, MA
Patrick Mclane
Tomball, TX
George Dallas
Pottstown, PA
Cynthia Kordys
Swanzey, NH
Daryl Bush
Biloxi, MS

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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