Nicholas
Green

Royal Alliance Associates, Inc

CRD#6625556
Investment Advisor
in Valencia, CA

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About this Advisor

Nicholas Green is a financial advisor operating out of Valencia, California who has 2 years of relevant experience. Green currently works for Royal Alliance Associates, Inc. Throughout their career, Green has worked at Sii, Michael L. Green Tax & Financial and Royal Alliance Associates, Inc. Green holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to work in California. Royal Alliance Associates, Inc is a financial advisory business that has its headquarters in Jersey City, NJ. The firm has offices in 1,009 locations and a total of 3,704 advisors. It administers $30 billion in assets across its 149,233 customer accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm advises 191 charities and foundations. Of its 149,233 client accounts, just 11% belong to high-net-worth investors who have more than $1 million in investable assets. Royal Alliance Associates, Inc has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules usually vary depending on the financial services offered. However, fee types charged by Royal Alliance Associates, Inc most likely include some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

25115 W. Avenue Stanford Suite A-110
Valencia, CA 91355

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

CA Average: $10,121,009,343
Total Number of Employees

3,704

CA Average: 92
Total Number of Accounts

149,233

CA Average: 6,978
Average Account Size

$197,920

CA Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Nicholas Green Work History

Nicholas has been registered as a financial advisor for 2 years.*

2018 - Present (6 years)

Royal Alliance Associates, Inc

2012 - Present (12 years)

Michael L. Green Tax & Financial

2017 - 2018 (1 year)

Sii

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicholas Green to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Stephen Carter
Grandville, MI
Nicholas Adams
Southfield, MI
Samuel Clark
South Jordan, UT
David Whitfield
Mishawaka, IN
Trisha Qualy
St Louis Park, MN
Grant Hartwell
Torrance, CA
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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