Nicholas
Sutton
Cetera Investment Advisers LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Nicholas Sutton is a financial advisor who works out of Daly City, California with a total of 19 years of relevant experience. Sutton is currently employed by Cetera Investment Advisers LLC. During their career, Sutton has held roles at Edward Sutton, Cetera Financial Specialists LLC, Cetera Investment Advisers LLC, Sutton Financial and Wymac Capital. Sutton holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to advise clients in California. Cetera Investment Advisers LLC is a financial advisory company operating out of Schaumburg, IL. It has offices in 1,614 locations and a total of 3,094 people on staff. It handles $33 billion in assets under management between its 176,986 customer accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm provides services to 431 charities and foundations. Of its 176,986 accounts, 23% are associated with high-net-worth investors who have greater than $1 million in assets. Cetera Investment Advisers LLC provides a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules typically vary depending on which service is provided. Fees billed by Cetera Investment Advisers LLC likely are comprised of any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Cetera Investment Advisers LLC Brokerage Details
$33,356,369,941
3,094
176,986
$188,469
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Nicholas Sutton Work History
Nicholas has been registered as a financial advisor for 19 years.*
Cetera Financial Specialists LLC
Cetera Investment Advisers LLC
Edward Sutton
Sutton Financial
Wymac Capital
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholas Sutton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Investment Advisers LLC
Athens, AL
Medford, OR
Anaheim, CA
Oklahoma City, OK
Yonkers, NY
Knoxville, TN
Pittsburgh, PA
Irvine, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
