Nicolle
Baria
Ieq Capital, LLC
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About this Advisor
Nicolle Baria is a financial advisor who works in San Mateo, California, with 2 years of relevant experience. Baria currently works for Ieq Capital, LLC. Throughout their career, they have worked at Johnny Huang, Northwestern Mutual Investment Services LLC, Blue Angel Spirits LLC, First Republic Investment Management, Inc and Ieq Capital, LLC. Baria has a Series 65 license, which qualifies them as an investment advisor representative, and is registered to operate in California. Ieq Capital, LLC is a firm that has its headquarters in San Mateo, CA. The investment advisory business has offices in four locations and a total of 120 employees. It handles $19 billion in assets under management among its 1,124 accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm provides financial advisory services to seven charities and foundations. Of its 1,124 client accounts, 99% belong to high-net-worth individuals who have greater than $1 million in investable assets. Ieq Capital, LLC has a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fee schedules typically are based on which services are provided. Fee types charged by Ieq Capital, LLC can be comprised of some combination of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Ieq Capital, LLC Brokerage Details
$18,535,663,873
120
1,124
$16,490,804
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Nicolle Baria Work History
Nicolle has been registered as a financial advisor for 2 years.*
Ieq Capital, LLC
First Republic Investment Management, Inc
Johnny Huang, Northwestern Mutual Investment Services LLC
Blue Angel Spirits LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicolle Baria to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Ieq Capital, LLC
San Mateo, CA
San Mateo, CA
San Mateo, CA
San Mateo, CA
San Mateo, CA
San Mateo, CA
San Mateo, CA
San Mateo, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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