Nixon
James

Lexaurum Advisors

CRD#5625909
Investment Advisor
in Rancho Cucamonga, CA

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About this Advisor

Nixon James is a certified financial planner working out of Rancho Cucamonga, California with a total of 4 years of relevant experience. James is an advisor for Lexaurum Advisors. Over the course of their career, James has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, U.S. Bancorp Investments, Inc and Lexaurum Advisors, LLC. James maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in California and Texas. Lexaurum Advisors is a business that has its headquarters in Stilwell, KS. It has offices in 20 locations and a total of 42 employees. It controls $604 million in assets under management among its 3,466 client accounts, placing it among the bigger firms in the nation by assets under management. The firm serves 20 charities and foundations. Of its 3,466 accounts, just 13% belong to high-net-worth individuals who have at least $1 million in assets available to invest. The firm provides a set of services, such as financial planning services, portfolio management for individuals and small businesses and pension consulting services. Financial advisory fees usually depend on which service is provided. Fees charged by Lexaurum Advisors likely include any blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

Rancho Cucamonga, CA

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Lexaurum Advisors Brokerage Details

Total Assets Under Management

$604,128,786

CA Average: $2,243,162,756
Total Number of Employees

42

CA Average: 44
Total Number of Accounts

3,466

CA Average: 4,091
Average Account Size

$174,301

CA Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Nixon James Work History

Nixon has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Lexaurum Advisors, LLC

2019 - 2019 (< 1 year)

U.S. Bancorp Investments, Inc

2012 - 2019 (7 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2012 - 2019 (7 years)

Bank Of America, N.A

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nixon James to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lexaurum Advisors

Peter Hughes
Stilwell, KS
Gary Chidsey
Medina, OH
Joseph Hassen
Stilwell, KS
Thomas Doellman
Chesterfield, MO
Nixon James
Rancho Cucamonga, CA
Bryce Littler
Stilwell, KS
Kyle Harsha
Smithville, MO
Edna Kowitz
Owings Mills, MD

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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