Nolan
Phillips

Ubs Financial Services Inc

CRD#7222589
Investment Advisor
in Mill Valley, CA

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About this Advisor

Nolan Phillips is a financial advisor working out of Mill Valley, California, with 12 years of professional experience. Phillips is an employee of Ubs Financial Services Inc. Over the course of their career, they have held roles at Bartlett'S Farm, Chapman University, Davinci Financial & Insurance Associates, Marin Academy, Provident Leasing (Mb Financial Bank), Golden State Foods, Bank Of Marin, Amazon Inc and Ubs Financial Services Inc. Phillips maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in California. Ubs Financial Services Inc is a firm operating out of Mill Valley, California. It has offices in 369 locations and a total of 12,710 financial advisors. It has $692 billion in assets between its 1,073,865 client accounts, making it one of the biggest firms in the nation by assets under management. The firm serves 5,584 charitable organizations. Of its 1,073,865 client accounts, 66% are associated with high-net-worth investors who have at least $1 million in assets. Ubs Financial Services Inc has a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial management typically depend on which services are provided. Fee types charged by Ubs Financial Services Inc likely are comprised of any blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

2 Belvedere Place Suite 220
Mill Valley, CA 94941

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$692,292,245,524

CA Average: $10,121,009,343
Total Number of Employees

12,710

CA Average: 92
Total Number of Accounts

1,073,865

CA Average: 6,978
Average Account Size

$644,673

CA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Nolan Phillips Work History

Nolan has 12 years of experience.

2020 - Present (3 years)

Ubs Financial Services Inc

2019 - 2020 (1 year)

Amazon Inc

2017 - 2018 (1 year)

Bank Of Marin

2016 - 2016 (< 1 year)

Golden State Foods

2015 - 2015 (< 1 year)

Provident Leasing (Mb Financial Bank)

2014 - 2014 (< 1 year)

Davinci Financial & Insurance Associates

2013 - 2013 (< 1 year)

Bartlett'S Farm

2012 - 2016 (4 years)

Chapman University

2010 - 2012 (2 years)

Marin Academy

Disclosures

Nolan Phillips has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Genevieve Gacad
Los Angeles, CA
Matthew Gentzkow
Nashville, TN
Kevin Fennell
San Diego, CA
Marion Quina
Nashville, TN
Grace Seymour
Nashville, TN
Alex Gilman
New York, NY
Kristen Ellsworth
Nashville, TN
Elizabeth Fowlks
Wellesley Hills, MA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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