Pablo
Thompson

Unionbanc Investment Services, LLC

CRD#6832858
Investment Advisor
in San Diego, CA

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About this Advisor

Pablo Thompson is a financial advisor working out of San Diego, California with a total of 4 years of relevant experience. Thompson is an employee of Unionbanc Investment Services, LLC. During their career, Thompson has held roles at Mufg Union Bank, Us Bank and Unionbanc Investment Services. Thompson holds Series 63 and Series 66 licenses, certifying them as a securities representative, and is able to operate in California. Unionbanc Investment Services, LLC is an advisory business based in Glendale, CA. The company has offices in 203 locations and a total of 388 advisors. It has $2 billion in assets between its 4,542 client accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm advises four charities and foundations. Of its 4,542 accounts, just 8% are held by high-net-worth clients who have greater than $1 million in assets. Unionbanc Investment Services, LLC has a set of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial management typically depend on which service is offered. Fees billed by Unionbanc Investment Services, LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

4 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

1175 Rosecrans
San Diego, CA 92106

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Unionbanc Investment Services, LLC Brokerage Details

Total Assets Under Management

$1,473,263,990

CA Average: $7,578,581,321
Total Number of Employees

388

CA Average: 43
Total Number of Accounts

4,542

CA Average: 3,727
Average Account Size

$324,365

CA Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Pablo Thompson Work History

Pablo has been registered as a financial advisor for 4 years.*

2017 - Present (7 years)

Unionbanc Investment Services

2013 - Present (11 years)

Mufg Union Bank

2011 - 2013 (2 years)

Us Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Pablo Thompson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Unionbanc Investment Services, LLC

Negin Banaei
San Diego, CA
Francisco Lopez
Ventura, CA
Monisha Mapp
Glendale, CA
Kevin Fitzpatrick
Tempe, AZ
Harold Rhee
San Francisco, CA
Deborah Valenzuela
Los Angeles, CA
Marina Adamson
Tempe, AZ
Michael Forgea
Santa Barbara, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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