Wells Fargo Clearing Services, LLC
About this Advisor
Palani Lopez is a financial advisor working out of Los Angeles, California, with 10 years in the industry. Lopez is an employee of Wells Fargo Clearing Services, LLC. Throughout their career, they have worked at Jp Morgan Securities LLC, Jpmorgan Chase Bank, American Savings Bank, East West Bank, Cetera Investment Services LLC, Wells Fargo Advisors LLC, Wells Fargo Bank, Na and Wells Fargo Clearing Services, LLC. Lopez holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and is registered to work in California. Wells Fargo Clearing Services, LLC is an advisory business that has its headquarters in Los Angeles, California. The company has offices in 5,627 locations and a total of 21,510 advisors. It oversees $648 billion in total assets between its 1,477,661 customer accounts, placing it among the biggest firms in the United States by assets under management. The firm provides financial advisory services to 6,968 charities and foundations. Of its 1,477,661 client accounts, 44% are held by high-net-worth clients who have at least $1 million in assets. Wells Fargo Clearing Services, LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fees typically are based on which services the firm provides the client. Fee types charged by Wells Fargo Clearing Services, LLC can be comprised of some combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Wells Fargo Clearing Services, LLC Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Palani Lopez Work History
Palani has 10 years of experience.
Wells Fargo Clearing Services, LLC
Wells Fargo Bank, Na
East West Bank
Cetera Investment Services LLC
Wells Fargo Advisors LLC
Jp Morgan Securities LLC
Jpmorgan Chase Bank
American Savings Bank
Palani Lopez has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Wells Fargo Clearing Services, LLC
Miramar Beach, FL
Los Angeles, CA
Tarpon Springs, FL
Boca Raton, FL
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.