Palani
Lopez
Wells Fargo Clearing Services, LLC
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About this Advisor
Palani Lopez is a financial advisor working out of Los Angeles, California, with 10 years in the industry. Lopez is an employee of Wells Fargo Clearing Services, LLC. Throughout their career, they have worked at Jp Morgan Securities LLC, Jpmorgan Chase Bank, American Savings Bank, East West Bank, Cetera Investment Services LLC, Wells Fargo Advisors LLC, Wells Fargo Bank, Na and Wells Fargo Clearing Services, LLC. Lopez holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and is registered to work in California. Wells Fargo Clearing Services, LLC is an advisory business that has its headquarters in Los Angeles, California. The company has offices in 5,627 locations and a total of 21,510 advisors. It oversees $648 billion in total assets between its 1,477,661 customer accounts, placing it among the biggest firms in the United States by assets under management. The firm provides financial advisory services to 6,968 charities and foundations. Of its 1,477,661 client accounts, 44% are held by high-net-worth clients who have at least $1 million in assets. Wells Fargo Clearing Services, LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fees typically are based on which services the firm provides the client. Fee types charged by Wells Fargo Clearing Services, LLC can be comprised of some combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
Services Offered
Fee Structure
Disclosures
Office Location
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Wells Fargo Clearing Services, LLC Brokerage Details
$647,795,506,834
21,510
1,477,661
$438,393
Let us help match you with the right financial advisor for your needs.
Answer a few questions to get a personalized match.Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Palani Lopez Work History
Palani has 10 years of experience.
Wells Fargo Clearing Services, LLC
Wells Fargo Bank, Na
East West Bank
Cetera Investment Services LLC
Wells Fargo Advisors LLC
Jp Morgan Securities LLC
Jpmorgan Chase Bank
American Savings Bank
Disclosures
Palani Lopez has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Wells Fargo Clearing Services, LLC
Tulsa, OK
Irvine, CA
Miramar Beach, FL
Edmond, OK
Los Angeles, CA
Tarpon Springs, FL
Charlotte, NC
Boca Raton, FL
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.
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