Patty
Franklin

Fidelity Personal And Workplace Advisors

CRD#4254934
Investment Advisor
in Thousand Oaks, CA

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Patty Franklin is a financial advisor working in Thousand Oaks, California. Franklin is on the advisory team at Fidelity Personal And Workplace Advisors. During their career, Franklin has held roles at Tdameritrade Inc, Fidelity Investments, Strategic Holdings, LLC, Emerson Equity LLC and Strategic Pe Advisors LLC. Franklin holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to work in California. Fidelity Personal And Workplace Advisors is a financial advisory company that has its headquarters in Boston, MA. It has offices in 3,093 locations and a total of 13,507 employees. It controls $653 billion in total assets between its 1,712,247 accounts, placing it among the largest firms in the country by assets under management. The firm serves 11 charities and foundations. Of its 1,712,247 accounts, 31% are associated with high-net-worth individuals who have more than $1 million in assets. Fidelity Personal And Workplace Advisors performs a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial management typically are based on which services are provided. Fee types billed by Fidelity Personal And Workplace Advisors most likely include some combination of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

111 South Westlake Blvd #103
Thousand Oaks, CA 91362

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Fidelity Personal And Workplace Advisors Brokerage Details

Total Assets Under Management

$652,548,367,853

CA Average: $16,012,751,954
Total Number of Employees

13,507

CA Average: 118
Total Number of Accounts

1,712,247

CA Average: 4,567
Average Account Size

$381,106

CA Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Patty Franklin Work History

Patty has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Fidelity Investments

2016 - 2023 (7 years)

Strategic Pe Advisors LLC

2015 - 2023 (8 years)

Emerson Equity LLC

2014 - 2019 (5 years)

Strategic Holdings, LLC

2010 - 2014 (4 years)

Tdameritrade Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Patty Franklin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Fidelity Personal And Workplace Advisors

Elizabeth Muncie
Boston, MA
Sean Sanders
Boston, MA
Steven Lopez
Rancho Cucamonga, CA
Robert Abbott
Westwood, MA
Jason Arcelay
Boston, MA
Larysa Smykovskaya
Palo Alto, CA
Michael Gefen
Fairfield, CT
Andrew Draluck
Fort Lauderdale, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started