Paul
Kim

Cetera Investment Advisers LLC

CRD#5294009
Investment Advisor
in Los Angeles, CA

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About this Advisor

Paul Kim is an advisor who lives in Los Angeles, California. Currently a registered advisor at Cetera Investment Advisers LLC, Kim has 12 years of professional experience in the financial advisory industry. Kim maintains Series 63 and Series 66 licenses, qualifying them as a securities broker. Kim can advise customers in California. Throughout their career, they have worked at Hsbc Bank Usa, Na, Hsbc Bank Usa N.A, Hsbc Securities (Usa) Inc, Bbcn Bank, Lpl Financial LLC, Cetera Investment Services LLC, Cetera Investment Advisers LLC and Bank Of Hope. Cetera Investment Advisers LLC is headquartered in Los Angeles, California, and operates out of 1,614 locations across the country. As a firm, Cetera Investment Advisers LLC oversees $10 billion in assets covering 54,906 accounts and retains more than 2,072 people. The firm's total assets under management places it among the largest investment advisory firms in the nation. The firm manages 39,280 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 14% of the advisor firm's investors are high-net-worth individuals, meaning they have more than $1 million in assets. Cetera Investment Advisers LLC can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

3267 West Olympic Boulevard
Los Angeles, CA 90006

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$10,324,028,419

CA Average: $6,674,516,078
Total Number of Employees

2,072

CA Average: 44
Total Number of Accounts

54,906

CA Average: 2,564
Average Account Size

$188,031

CA Average: $2,603,165

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Paul Kim Work History

Paul has 13 years of experience.

2016 - Present (4 years)

Cetera Investment Services LLC

2016 - Present (4 years)

Cetera Investment Advisers LLC

2015 - Present (5 years)

Bank Of Hope

2015 - 2016 (1 year)

Bbcn Bank

2015 - 2016 (1 year)

Lpl Financial LLC

2014 - 2015 (1 year)

Hsbc Securities (Usa) Inc

2012 - 2014 (2 years)

Hsbc Bank Usa N.A

2007 - 2012 (5 years)

Hsbc Bank Usa, Na

Disclosures

Paul Kim has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Cetera Investment Advisers LLC

James Scattergood
Minneapolis, MN
Neil Kobrin
Fort Lauderdale, FL
Jason Mincer
Fairport, NY
Ted Gautier
Indianapolis, IN
Ying Lu
New York, NY
Michael Graham
Saraland, AL
Erin Mccloskey
San Mateo, CA
Thomas Walter
Meadville, PA

This content was compiled from the SEC and FINRA.

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