Paul
Kim

Cetera Investment Advisers LLC

CRD#5294009
Investment Advisor
in Rowland Heights, CA
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About this Advisor

Paul Kim is an advisor located in Rowland Heights, California. Currently a registered advisor at Cetera Investment Advisers LLC, Kim has 11 years of practice in the financial advisory industry. Kim has Series 63 and Series 66 licenses, qualifying them as a securities agent. Kim is registered to work with investors in California. Kim has gained experience at Hsbc Bank Usa, Na, Hsbc Bank Usa N.A, Hsbc Securities (Usa) Inc, Bbcn Bank, Lpl Financial LLC, Bank Of Hope, Cetera Investment Services LLC and Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is headquartered in Rowland Heights, California, and operates out of 1,938 offices in the country. Overall, Cetera Investment Advisers LLC manages $10 billion in assets throughout 51,335 accounts and employs more than 1,951 people. The level of assets currently under the firm's management places it among the biggest firms in the United States. The firm manages 44,320 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 12% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in capital. Cetera Investment Advisers LLC can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

1709 Nogales Street
Rowland Heights, CA 91748

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$10,324,028,419

CA Average: $6,674,516,078
Total Number of Employees

2,072

CA Average: 44
Total Number of Accounts

54,906

CA Average: 2,564
Average Account Size

$188,031

CA Average: $2,603,165

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Paul Kim Work History

Paul has 11 years of experience.

2016 - Present (3 years)

Cetera Investment Services LLC

2016 - Present (3 years)

Cetera Investment Advisers LLC

2015 - Present (4 years)

Bank Of Hope

2015 - 2016 (1 year)

Bbcn Bank

2015 - 2016 (1 year)

Lpl Financial LLC

2014 - 2015 (1 year)

Hsbc Securities (Usa) Inc

2012 - 2014 (2 years)

Hsbc Bank Usa N.A

2007 - 2012 (5 years)

Hsbc Bank Usa, Na

Disclosures

Paul Kim has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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