Peter
Cappos
Hilltop Securities Inc
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About this Advisor
Peter Cappos is a financial advisor based out of Sherman Oaks, California with 15 years of industry experience. Cappos currently works for Hilltop Securities Inc. During their career, the advisor has held roles at Southwest Securities, Inc and Hilltop Securities Inc. Cappos holds a Series 63 license, designating them as a securities representative, and is able to work in California and Colorado. Hilltop Securities Inc is a registered investment company that has its headquarters in Dallas, TX. It has offices in 16 locations and a total of 113 people on staff. It has $2 billion in assets under management between its 4,476 accounts, making it one of the biggest firms in the United States by assets under management. The firm provides financial advice to seven charitable organizations. Of its 4,476 customer accounts, 17% belong to high-net-worth individuals who have greater than $1 million in investable assets. Hilltop Securities Inc offers a number of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. Fees for financial advice largely depend on which services the firm provides the client. However, fee types billed by Hilltop Securities Inc most likely consist of some combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Hilltop Securities Inc Brokerage Details
$1,730,433,320
113
4,476
$386,603
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Peter Cappos Work History
Peter has been registered as a financial advisor for 15 years.*
Hilltop Securities Inc
Southwest Securities, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Peter Cappos to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Hilltop Securities Inc
Austin, TX
Dallas, TX
Austin, TX
Austin, TX
Sherman Oaks, CA
Monterey, CA
Dallas, TX
Dallas, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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