Peter
Cole

Securities America Advisors, Inc

CRD#4146234
Investment Advisor
in Sacramento, CA
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About this Advisor

Peter Cole is a chartered financial consultant working in Sacramento, California, with 33 years of professional experience. Cole is on the advisory team at Securities America Advisors, Inc. Cole has gained experience at Peter H. Cole, Lcsw / Sierra Psychotherapy Group, Securities America, Inc, Insight Financial Group, Securities America Advisors, Inc, Sierra Institute For Contemporary Gestault Therapy, Pacific Center For Therapist Development, University Of California Medical Center, Peter H. Cole, Lcsw, Pathway To Prosperity and Everbank. Cole has Series 63 and Series 66 licenses, which qualify them as a securities broker, and is registered to serve investors in California. Securities America Advisors, Inc is a registered investment firm operating out of Sacramento, California. The company has offices in 1,238 locations and a total of 1,875 advisors. It controls $22 billion in total assets between its 141,149 customer accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises 65 charities and foundations. Of its 141,149 client accounts, just 10% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. The advisory firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fees vary depending on which services are offered. However, fees charged by Securities America Advisors, Inc most likely include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 66, Chartered Financial Consultant

Years of Experience

33 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

2001 P St #1
Sacramento, CA 95814

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$22,171,774,973

CA Average: $1,978,216,465
Total Number of Employees

1,875

CA Average: 226
Total Number of Accounts

141,149

CA Average: 7,467
Average Account Size

$157,081

CA Average: $264,928

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Peter Cole Work History

Peter has 33 years of experience.

2006 - Present (13 years)

Everbank

2005 - Present (14 years)

Pathway To Prosperity

2001 - Present (18 years)

Securities America Advisors, Inc

2001 - Present (18 years)

Peter H. Cole, Chfc

2000 - Present (19 years)

Securities America, Inc

2000 - Present (19 years)

Insight Financial Group

1997 - Present (22 years)

Pacific Center For Therapist Development

1992 - Present (27 years)

Sierra Institute For Contemporary Gestault Therapy

1988 - Present (31 years)

Peter H. Cole, Lcsw / Sierra Psychotherapy Group

1988 - Present (31 years)

University Of California Medical Center

1985 - Present (34 years)

Peter H. Cole, Lcsw

Disclosures

Peter Cole has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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