Peter
Fink

Waddell & Reed

CRD#207826
Investment Advisor
in Santa Monica, CA

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About this Advisor

Peter Fink is a certified financial planner based in Santa Monica, California, who has been in the advisory business for 44 years. Fink currently works for Waddell & Reed. Their career trajectory has included roles at Wells Fargo Advisors LLC, Waddell & Reed, Inc, Various Insurance Carriers For W&R Insurance Agencies, Ayso, Peter B Fink, Skluth Trust, Survivors Trust Lefkowitz and Lumena Financial Strategies, Inc. Fink holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in Alabama, Arkansas, California, Colorado, District Of Columbia, Idaho, Kansas, Maine, Maryland, Minnesota, Missouri, Montana, Nevada, North Carolina, Rhode Island, South Carolina, Texas, Virginia, Washington, Wisconsin and Wyoming. Waddell & Reed is a firm that has its headquarters in Santa Monica, California. The investment advisory business has offices in 357 locations and a total of 1,700 financial advisors. It administers $21 billion in total assets between its 169,956 accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm serves 116 charitable organizations. Of its 169,956 client accounts, just 1% are associated with high-net-worth investors who have greater than $1 million in assets. Waddell & Reed has a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules usually depend on which service is provided. Fees charged by Waddell & Reed most likely include asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

45 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

Santa Monica, CA

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Waddell & Reed Brokerage Details

Total Assets Under Management

$21,207,078,630

CA Average: $2,243,162,756
Total Number of Employees

1,700

CA Average: 44
Total Number of Accounts

169,956

CA Average: 4,091
Average Account Size

$124,780

CA Average: $548,316

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Peter Fink Work History

Peter has 45 years of experience.

2018 - Present (2 years)

Lumena Financial Strategies, Inc

2012 - Present (8 years)

Waddell & Reed, Inc

2012 - Present (8 years)

Various Insurance Carriers For W&R Insurance Agencies

2005 - Present (15 years)

Skluth Trust

1990 - Present (30 years)

Peter B Fink

1975 - Present (45 years)

Ayso

2009 - 2012 (3 years)

Wells Fargo Advisors LLC

2008 - 2014 (6 years)

Survivors Trust Lefkowitz

Disclosures

Peter Fink has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Waddell & Reed

Thomas Kanyok
Mission, KS
Timothy Dugger
Wichita, KS
Nicole Burdick
Bellingham, WA
Kara Jett
Mission, KS
Melissa Ward
Franklin, TN
Jonathan Graham
Minneapolis, MN
Lucas Van Zandt
Hamden, CT
Scott Swinchock
Charleroi, PA

This content was compiled from the SEC and FINRA.

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