Philip
Hartwell

Royal Alliance Associates, Inc

CRD#1170622
Investment Advisor
in Torrance, CA
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About this Advisor

Philip Hartwell is a certified financial planner located in Torrance, California. Currently a registered financial advisor with Royal Alliance Associates, Inc, they have accumulated a notable 32 years of practice in the financial advisory industry. Hartwell maintains a Series 63 license, qualifying them as a securities broker. Hartwell is registered to work with clients based out of Alabama, California, Colorado, Illinois, North Carolina, South Carolina, Texas, New Hampshire, Virginia and Washington. Hartwell has spent their career at Royal Alliance Associates, Inc. Royal Alliance Associates, Inc is headquartered in Torrance, California, and operates out of 459 locations in the United States. As a company, Royal Alliance Associates, Inc manages $8 billion in assets throughout 30,657 accounts and retains more than 1,933 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the country. The firm manages 16,603 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 13% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Royal Alliance Associates, Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

32 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

2790 Skypark Drive Suite 200
Torrance, CA 90505

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$12,621,142,596

CA Average: $10,121,009,343
Total Number of Employees

2,951

CA Average: 92
Total Number of Accounts

62,916

CA Average: 6,978
Average Account Size

$200,603

CA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Philip Hartwell Work History

Philip has 32 years of experience.

1986 - Present (33 years)

Royal Alliance Associates, Inc

Disclosures

Philip Hartwell has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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