Philip
Hartwell

Royal Alliance Associates, Inc

CRD#1170622
Investment Advisor
in Torrance, CA

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About this Advisor

Philip Hartwell is a certified financial planner operating out of Torrance, California, who has 33 years in the industry. Hartwell is on the advisory team at Royal Alliance Associates, Inc. They have spent the entirety of their career at Royal Alliance Associates, Inc. Hartwell maintains a Series 63 license, designating them as a securities representative, and is able to advise clients in Alabama, California, Colorado, Illinois, New Hampshire, North Carolina, South Carolina, Texas, Virginia and Washington. Royal Alliance Associates, Inc is an advisory firm that has its headquarters in Torrance, California. The investment advisory business has offices in 968 locations and a total of 2,951 advisors. It has $13 billion in total assets across its 62,916 client accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm serves 73 charitable organizations. Of its 62,916 client accounts, 16% are associated with high-net-worth investors who have at least $1 million in investable assets. The company performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management usually depend on which services the firm provides the client. Fees charged by Royal Alliance Associates, Inc most likely include some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

34 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

2790 Skypark Drive Suite 200
Torrance, CA 90505

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$12,621,142,596

CA Average: $10,121,009,343
Total Number of Employees

2,951

CA Average: 92
Total Number of Accounts

62,916

CA Average: 6,978
Average Account Size

$200,603

CA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Philip Hartwell Work History

Philip has 34 years of experience.

1986 - Present (34 years)

Royal Alliance Associates, Inc

Disclosures

Philip Hartwell has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Royal Alliance Associates, Inc

Andy Engebretsen
Lenoir City, TN
Matthew Reichel
Wauchula, FL
Jarrod Mckee
Greenville, OH
Anthony Krncevic
Maumee, OH
Sarah Walkinshaw
Nashville, TN
Gregory Kubinski
Southfield, MI
Ajay Anand
Nashville, TN
Christopher Sabatini
Southfield, MI

This content was compiled from the SEC and FINRA.

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