Philip
Kong

Next Financial Group, Inc

CRD#4828483
Investment Advisor
in Sacramento, CA

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About this Advisor

Philip Kong is a financial advisor based out of Sacramento, California with 2 years of industry experience. Kong is currently employed by Next Financial Group, Inc. Throughout their career, they have worked at Wells Fargo Bank Na, Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, First Citizens Bank, U.S. Bancorp Investments, Inc and Sierra Ridge Wealth Management. Kong maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in California. Next Financial Group, Inc is a company that has its headquarters in Houston, TX. The company has offices in 280 locations and a total of 587 financial advisors. It administers $3 billion in total assets between its 16,162 accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises 47 charitable organizations. Of its 16,162 accounts, just 5% are held by high-net-worth individuals who have more than $1 million in assets available to invest. Next Financial Group, Inc provides a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules typically vary depending on which services the firm provides the client. Fees billed by Next Financial Group, Inc likely consist of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

1435 River Park Drive Suite 504
Sacramento, CA 95815

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Next Financial Group, Inc Brokerage Details

Total Assets Under Management

$2,919,044,437

CA Average: $3,042,739,679
Total Number of Employees

587

CA Average: 49
Total Number of Accounts

16,162

CA Average: 2,315
Average Account Size

$180,612

CA Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Philip Kong Work History

Philip has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Sierra Ridge Wealth Management

2021 - 2021 (< 1 year)

U.S. Bancorp Investments, Inc

2017 - 2021 (4 years)

Wells Fargo Clearing Services, LLC

2016 - 2017 (1 year)

First Citizens Bank

2013 - 2016 (3 years)

Wells Fargo Bank Na

2013 - 2016 (3 years)

Wells Fargo Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Philip Kong to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Next Financial Group, Inc

Mark Vuskov
Houston, TX
Bradley Laczny
Roseville, CA
Peter Gutschenritter
Atlanta, GA
Bryan Fries
Troy, MI
Brad Pickett
Houston, TX
Ann Shadle
Novi, MI
Jason Pfitzinger
Chesterfield, MO
Erik Truxal
Sacramento, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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