Phillip
Allen

Madison Avenue Securities, LLC

CRD#1337542
Investment Advisor
in San Diego, CA

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About this Advisor

Phillip Allen is a financial advisor who works in San Diego, California with a total of 5 years of relevant experience. Allen is an advisor for Madison Avenue Securities, LLC. The advisor has gained experience at Capital Investment Group, Inc and Madison Avenue Securities, LLC. Allen maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in South Carolina and Texas. Madison Avenue Securities, LLC is a firm operating out of San Diego, CA. The firm has offices in 58 locations and a total of 99 people on staff. It handles $2 billion in assets under management between its 13,595 client accounts, placing it among the biggest firms in the country by assets under management. Madison Avenue Securities, LLC performs a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial advice largely vary depending on which service is offered. Fee types billed by Madison Avenue Securities, LLC can consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

13500 Evening Creek Dr N #555
San Diego, CA 92128

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Madison Avenue Securities, LLC Brokerage Details

Total Assets Under Management

$1,620,719,674

CA Average: $7,578,581,321
Total Number of Employees

99

CA Average: 43
Total Number of Accounts

13,595

CA Average: 3,727
Average Account Size

$119,214

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Phillip Allen Work History

Phillip has been registered as a financial advisor for 5 years.*

2017 - Present (7 years)

Madison Avenue Securities, LLC

2004 - 2017 (13 years)

Capital Investment Group, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Phillip Allen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Madison Avenue Securities, LLC

Patrick Romero
San Diego, CA
Christine Diruscio
San Diego, CA
Adam Tau
Jersey City, NJ
Shelly Maas
San Diego, CA
Jeremy Lanteigne
Indianapolis, IN
Daniel Zakes
Greenville, SC
Brian Carden
San Diego, CA
John Fazzini
San Diego, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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