Randall
Robertson

Cambridge Investment Research Advisors, Inc

CRD#6370425
Investment Advisor
in Pleasanton, CA

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About this Advisor

Randall Robertson is a financial advisor working in Pleasanton, California with a total of 7 years of industry experience. Robertson is on the advisory team at Cambridge Investment Research Advisors, Inc. Their career trajectory has included roles at List Alliance, Inc, Protected Investors Of America, Cambridge Investment Research, Inc and Cambridge Investment Research Advisors, Inc. Robertson holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to operate in California and Texas. Cambridge Investment Research Advisors, Inc is a firm that has its headquarters in Fairfield, IA. The firm has offices in 2,023 locations and a total of 3,352 financial advisors. It controls $82 billion in assets under management among its 461,370 client accounts, placing it among the biggest firms in the nation by assets under management. The firm provides financial advisory services to six charities and foundations. Of its 461,370 client accounts, just 10% belong to high-net-worth clients who have greater than $1 million in assets. Cambridge Investment Research Advisors, Inc provides a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Financial advisory fees usually vary depending on which service is provided. Fee types billed by Cambridge Investment Research Advisors, Inc most likely include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

6600 Koll Center Parkway Suite 120
Pleasanton, CA 94566

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$82,427,818,654

CA Average: $9,259,360,772
Total Number of Employees

3,352

CA Average: 166
Total Number of Accounts

461,370

CA Average: 7,189
Average Account Size

$178,659

CA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Randall Robertson Work History

Randall has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Cambridge Investment Research, Inc

2016 - Present (8 years)

Cambridge Investment Research Advisors, Inc

2014 - 2016 (2 years)

Protected Investors Of America

2004 - 2019 (15 years)

List Alliance, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Randall Robertson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cambridge Investment Research Advisors, Inc

John Ladick
Fairfield, IA
Herbert Modrak
Glen Allen, VA
Laurie Taylor
Ormond Beach, FL
Ryan Bouchard
Kennesaw, GA
Winston Malone
Roanoke, TX
Enrico Bawar
Staten Island, NY
James Hinson
Brentwood, TN
Crescencio Alvarez
Fairfield, IA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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