Raoul
Dubery

Royal Alliance Associates, Inc

CRD#3259052
Investment Advisor
in Santa Ana, CA

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About this Advisor

Raoul Dubery is a financial advisor working in Santa Ana, California who has 22 years of industry experience. Dubery currently works for Royal Alliance Associates, Inc. During their career, Dubery has held roles at Liberty Capital Management and Royal Alliance Associates, Inc. Dubery maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in Alaska, California and Utah. Royal Alliance Associates, Inc is a business based in Jersey City, NJ. It has offices in 1,009 locations and a total of 3,704 employees. It oversees $30 billion in assets under management across its 149,233 accounts, making it one of the largest firms in the United States by assets under management. The firm provides services to 191 charities and foundations. Of its 149,233 client accounts, just 11% are held by high-net-worth investors who have greater than $1 million in assets available to invest. The business provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees largely are based on which services the firm provides the client. Fee types billed by Royal Alliance Associates, Inc likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

22 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1811 East Garry Avenue
Santa Ana, CA 92705

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

CA Average: $10,121,009,343
Total Number of Employees

3,704

CA Average: 92
Total Number of Accounts

149,233

CA Average: 6,978
Average Account Size

$197,920

CA Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Raoul Dubery Work History

Raoul has been registered as a financial advisor for 22 years.*

1999 - Present (25 years)

Royal Alliance Associates, Inc

1998 - Present (26 years)

Liberty Capital Management

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Raoul Dubery to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Stephen Carter
Grandville, MI
Amanda Johnson
Spokane, WA
Samuel Clark
South Jordan, UT
David Whitfield
Mishawaka, IN
Joshua Harper
South Jordan, UT
Trisha Qualy
St Louis Park, MN
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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