Ray
Kim
Westpark Capital, Inc
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About this Advisor
Ray Kim is a financial advisor who works out of Newport Beach, California who has 5 years of relevant experience. Kim is on the advisory team at Westpark Capital, Inc. Their career trajectory has included roles at Diligent Insurance Group, Newport Coast Securities and Westpark Capital Inc. Kim maintains Series 63 and Series 66 licenses, qualifying them as a securities broker, and is able to operate in California. Westpark Capital, Inc is a registered investment business based out of Los Angeles, CA. It has offices in three locations and a total of 13 people on staff. It oversees $35 million in total assets across its 241 client accounts, placing it among the smaller financial advisory firms in the country by assets under management. Of its 241 accounts, just 1% belong to high-net-worth investors who have more than $1 million in assets available to invest. The business offers a few services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial management fee schedules largely vary depending on which services the firm provides the client. Fee types billed by Westpark Capital, Inc likely include asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Westpark Capital, Inc Brokerage Details
$35,149,433
13
241
$145,848
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Ray Kim Work History
Ray has been registered as a financial advisor for 5 years.*
Westpark Capital Inc
Diligent Insurance Group
Newport Coast Securities
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Ray Kim to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Westpark Capital, Inc
Newport Beach, CA
Newport Beach, CA
Detroit Lakes, MN
Boca Raton, FL
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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