Ric
Roman
Transamerica Financial Advisors, Inc
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About this Advisor
Ric Roman is a financial advisor based in Pasadena, California, working with Transamerica Financial Advisors, Inc. Ric has previously held positions at World Financial Group, Transamerica Financial Advisors, Inc, Ds Services, Lyft, Inc, Uber Technologies, Debtmerica, Department Of Public Social Services - In Home Supportive Services, and Rmrrii Enterprises. Ric has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in California, North Carolina, and Texas. Currently, Ric is part of Transamerica Financial Advisors, Inc, which operates out of Pasadena, California. The firm has 276 offices and 1,127 employees. The firm manages assets totaling $1.6 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, and selection of other advisers. The fee structure at Transamerica Financial Advisors, Inc includes asset-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Transamerica Financial Advisors, Inc Brokerage Details
$1,619,430,178
1,127
45,001
$35,987
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Ric Roman Work History
Rmrrii Enterprises
Department Of Public Social Services - In Home Supportive Servic
Transamerica Financial Advisors, Inc
World Financial Group
Debtmerica
Lyft, Inc
Uber Technologies
Ds Services
Disclosures
Please visit the SEC profile of Ric Roman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Transamerica Financial Advisors, Inc
Cedar Rapids, IA
West Covina, CA
Villa Park, IL
Englewood, CO
Port Jefferson Station, NY
Portland, OR
Falls Church, VA
Ontario, CA
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