Ricardo
Rodriguez

Lpl Financial LLC

CRD#2840545
Investment Advisor
in Whittier, CA

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About this Advisor

Ricardo Rodriguez is a financial advisor who works in Whittier, California with 3 years of industry experience. Rodriguez is currently employed by Lpl Financial LLC. Over the course of their career, Rodriguez has held roles at Prophecy Asset Mgmt, Rbc Capital Markets, LLC, Lpl Financial LLC, Chasing Value Asset Management and Credit Union Of Southern California. Rodriguez maintains Series 63, Series 65 and Series 66 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in California. Lpl Financial LLC is a financial advisory business that has its headquarters in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 financial advisors. It oversees $368 billion in assets between its 1,688,501 client accounts, placing it among the largest firms in the United States by assets under management. The firm advises 3,425 charitable organizations. Of its 1,688,501 client accounts, 31% are held by high-net-worth individuals who have more than $1 million in assets available to invest. Lpl Financial LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advice largely vary depending on which services the firm provides the client. Fees billed by Lpl Financial LLC may include some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

8028 Greenleaf Ave
Whittier, CA 90602

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

CA Average: $646,059,043
Total Number of Employees

31,366

CA Average: 13
Total Number of Accounts

1,688,501

CA Average: 661
Average Account Size

$217,956

CA Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Ricardo Rodriguez Work History

Ricardo has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Lpl Financial LLC

2020 - Present (4 years)

Credit Union Of Southern California

2018 - 2020 (2 years)

Chasing Value Asset Management

2014 - 2018 (4 years)

Rbc Capital Markets, LLC

2008 - 2013 (5 years)

Prophecy Asset Mgmt

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Ricardo Rodriguez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Gregory Yuen
Aptos, CA
Keith Clark
Corpus Christi, TX
Gregory Mason
Biloxi, MS
Diane Winner
Ann Arbor, MI
Michael Evans
Westerville, OH
Adam Chaney
Naperville, IL
James Mullen
The Villages, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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