Richard
Diregolo
Lpl Financial LLC
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About this Advisor
Richard Diregolo is a financial advisor who works in San Mateo, California, who has 3 years of relevant experience. Diregolo is an employee of Lpl Financial LLC. Throughout their career, Diregolo has worked at Minnesota Life Ins Co, Sgc Financial & Insurance Svcs, Securian Financial Services, Inc and Lpl Financial LLC. Diregolo maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in California and Texas. Lpl Financial LLC is a company operating out of Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 advisors. It has $368 billion in assets among its 1,688,501 accounts, making it one of the largest firms in the country by assets under management. The firm advises 3,425 charitable organizations. Of its 1,688,501 accounts, 31% belong to high-net-worth clients who have greater than $1 million in assets. Lpl Financial LLC provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees vary depending on the services. Fees billed by Lpl Financial LLC likely include some combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Richard Diregolo Work History
Richard has been registered as a financial advisor for 3 years.*
Lpl Financial LLC
Minnesota Life Ins Co
Sgc Financial & Insurance Svcs
Securian Financial Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Diregolo to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Miami, FL
Fort Madison, IA
Vienna, VA
Hauppauge, NY
Dallas, TX
Kingston, NY
Charlotte, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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