Richard
Harkless
Bancwest Investment Services, Inc
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About this Advisor
Richard Harkless is a financial advisor based in Sacramento, California who has 8 years of industry experience. Harkless is currently employed by Bancwest Investment Services, Inc. Harkless has gained experience at Bank Of The West, Merrill Lynch, Pierce, Fenner & Smith Inc and Bancwest Investment Services. Harkless has Series 63 and Series 66 licenses, qualifying them as a securities broker, and can work in California. Bancwest Investment Services, Inc is an advisory company that has its headquarters in Omaha, NE. It has offices in 440 locations and a total of 369 employees. It oversees $2 billion in total assets among its 9,062 accounts, placing it among the biggest firms in the nation by assets under management. The firm provides financial advice to six charitable organizations. Of its 9,062 accounts, just 7% are held by high-net-worth clients who have at least $1 million in investable assets. The business performs a few services, such as portfolio management for individuals and small businesses, selection of other advisers and other services. Financial advisory fees usually are based on which services the firm provides the client. Fee types charged by Bancwest Investment Services, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Bancwest Investment Services, Inc Brokerage Details
$2,024,253,748
369
9,062
$223,378
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Other
Richard Harkless Work History
Richard has been registered as a financial advisor for 8 years.*
Bank Of The West
Bancwest Investment Services
Merrill Lynch, Pierce, Fenner & Smith Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Harkless to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Bancwest Investment Services, Inc (Bwis)
Rowland Heights, CA
Sacramento, CA
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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